Philip P. Sallee

WEALTHMD

Louisville, KY 40205

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CRD#: 4120662

Professional summary

Philip Parrish Sallee is a registered financial advisor currently at WEALTHMD CORPORATION located in Louisville, Kentucky.

Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Philip has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 26 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Parrish Sallee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 1, 2006 - Present

WEALTHMD CORPORATION

Office #1: 1706 Bardstown Road Second Floor, Louisville, KY 40205

RIA

CRD#: 140498

Louisville, KY

Past

June 1, 2006 - October 31, 2007

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

LEXINGTON, KY

Past

September 22, 2003 - June 6, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

LEXINGTON, KY

Past

April 7, 2003 - June 6, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

LEXINGTON, KY

Past

November 5, 2002 - April 25, 2003

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

October 30, 2002 - November 13, 2002

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

LEXINGTON, KY

Past

December 1, 2000 - November 13, 2002

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

LINCOLN, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHMD CORPORATION

CRD#: 140498 / SEC#: 801-80639

RIA

Registered Investment Advisory firm - (12/4/2014 Approved)

Indiana

Registered Investment Advisory firm - (12/18/2014 Terminated)

Kentucky

Registered Investment Advisory firm - (1/13/2015 Terminated)

Nevada

Registered Investment Advisory firm - (12/31/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(6/13/2006)

IAR

Texas
(1/8/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/4/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/18/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/11/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/30/2000

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 7/17/2002

Investment Company Products/Variable Contracts Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/18/2002

General Securities Principal Examination

Current Firm

WEALTHMD CORPORATION

CRD#: 140498 / SEC#: 801-80639

RIA

Registered Investment Advisory firm - (12/4/2014 Approved)

Indiana

Registered Investment Advisory firm - (12/18/2014 Terminated)

Kentucky

Registered Investment Advisory firm - (1/13/2015 Terminated)

Nevada

Registered Investment Advisory firm - (12/31/2008 Terminated)

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Contact information

Main Address

1706 Bardstown Road Second Floor, Louisville, KY 40205

Mailing Address

Phone number

(502) 413-6893

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTHMD 2025 AMENDED FORM ADV PART 2A (7/3/2025)

Regulatory assets under management

Total Number of Accounts	1,556
AUM (Assets Under Management)	$ 212,874,295

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Philip P. Sallee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Parrish Sallee's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

OSAIC FS, INC.

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

Primary Firm SEC Registration

WEALTHMD CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 10/4/2001

Series 63

Date: 2/18/2000

Series 7

Date: 1/11/2002

Series 6

Date: 11/30/2000

Series 26

Date: 7/17/2002

Series 24

Date: 1/18/2002

Current Firm

WEALTHMD CORPORATION

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHMD CORPORATION

TRUST BUT VERIFY

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