Christopher J. Mason
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher James Mason was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2000. Christopher had worked at 5 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2017 - March 2, 2017
CONCERT WEALTH MANAGEMENT
September 29, 2016 - December 2, 2024
SOWELL MANAGEMENT
May 11, 2012 - December 31, 2016
CONCERT WEALTH MANAGEMENT
November 4, 2005 - May 21, 2012
UBS FINANCIAL SERVICES INC.
November 4, 2005 - May 21, 2012
UBS FINANCIAL SERVICES INC.
October 12, 2001 - November 16, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 19, 2001 - November 16, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 28, 2000 - October 6, 2000
SECURITIES RESOLUTION CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
CONCERT WEALTH MANAGEMENT
CRD#: 141253 / SEC#: 801-67992
Contact information
Red Flags
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