JR
John R. Russo
RUBINBROWN ADVISORS LLC
ST. LOUIS, MO 63105
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CRD#: 4120209
JR
Professional summary
John Roland Russo is a registered financial advisor currently at RUBINBROWN ADVISORS LLC located in St. Louis, Missouri.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. John has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) THE ILLINOIS AUTISM DEVELOPMENT CENTER - NON PROFIT 06/2008 - EDUCATION PROVIDER FOR AUTISTIC CHILDREN AND ADULT AUTISTIC PROGRAMS - 1-2 HRS/MONTH - BOARD MEMBER, UPKEEP OF FACILITIES USED FOR EDUCATING.
CRS (Client Relationship Summary) - RIA
Click below to view John Roland Russo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 6, 2018 - Present
RUBINBROWN ADVISORS LLC
Office #1: 7676 Forsyth Blvd. Suite 2100, St. Louis, MO 63105RIA
CRD#: 116909
ST. LOUIS, MO
Past
August 20, 2015 - May 22, 2018
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
SWANSEA, IL
Past
March 28, 2013 - May 23, 2018
ARCHFORD CAPITAL STRATEGIES, LLC
RIA
CRD#: 164482
SWANSEA, IL
Past
March 28, 2013 - June 17, 2013
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
SWANSEA, IL
Past
March 14, 2005 - April 1, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
SWANSEA, IL
Past
February 23, 2005 - April 1, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
SWANSEA, IL
Past
May 1, 2001 - August 23, 2002
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
RUBINBROWN ADVISORS LLC
RBG ADVISORS, LLC | THE BENEFITS GROUP | RUBINBROWN BENEFITS GROUP LLC | RUBINBROWN ADVISORS LLC | RUBINBROWN ADVISORS | RBG/THE BENEFITS GROUP, LLC
CRD#: 116909 / SEC#: 801-62021
RIA
Registered Investment Advisory firm - (5/2/2003 Approved)Arizona
Registered Investment Advisory firm - (5/7/2003 Terminated)Florida
Registered Investment Advisory firm - (5/7/2003 Terminated)Illinois
Registered Investment Advisory firm - (5/5/2003 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(6/6/2018)
IAR
Missouri(6/6/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
RA
RUBINBROWN ADVISORS LLC
RBG ADVISORS, LLC | THE BENEFITS GROUP | RUBINBROWN BENEFITS GROUP LLC | RUBINBROWN ADVISORS LLC | RUBINBROWN ADVISORS | RBG/THE BENEFITS GROUP, LLC
CRD#: 116909 / SEC#: 801-62021
RIA
Registered Investment Advisory firm - (5/2/2003 Approved)Arizona
Registered Investment Advisory firm - (5/7/2003 Terminated)Florida
Registered Investment Advisory firm - (5/7/2003 Terminated)Illinois
Registered Investment Advisory firm - (5/5/2003 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7676 Forsyth Blvd. Suite 2100, St. Louis, MO 63105
Mailing Address
Phone number
(314) 290-3300
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,918 |
| AUM (Assets Under Management) | $ 3,268,176,113 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RUBINBROWN ADVISORS LLC
CRD#: 116909St. Louis, MO 63105TRUST BUT VERIFY
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