Sarah Weindling
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sarah Weindling, who also goes by Sarah Levy, Sarah Levy Weindling, was a registered financial professional .
Sarah is a previously registered financial professional and started their career in finance in 2000. Sarah had worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2021 - February 2, 2022
OMNIA CAPITAL MANAGEMENT, INC.
March 28, 2018 - December 7, 2021
WELLS FARGO CLEARING SERVICES, LLC
March 28, 2018 - December 7, 2021
WELLS FARGO CLEARING SERVICES, LLC
January 21, 2014 - April 4, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 1, 2014 - April 4, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 25, 2001 - August 17, 2001
APEX CLEARING CORPORATION
April 7, 2000 - May 25, 2000
SUTRO & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/29/2024
General Securities Representative ExaminationCurrent Firm
OMNIA CAPITAL MANAGEMENT, INC.
CRD#: 151504 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 89 |
| AUM (Assets Under Management) | $ 7,227,337 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
