Benjamin J. Kanz

ORGEL WEALTH MANAGEMENT

Altoona, WI 54720

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CRD#: 4119942

Professional summary

Benjamin John Kanz is a registered financial advisor currently at ORGEL WEALTH MANAGEMENT, LLC located in Altoona, Wisconsin.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Benjamin has worked at 3 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Since 2020, the employee holds a 28% ownership interest in OWM RE, a jointly held partnership that owns real estate located at 2420 Rivers Edge Drive and 2423 Rivers Edge Drive, Altoona, WI 54720, which are the buildings used by Orgel Wealth Management for its operations. The activity involves real estate ownership only, with approximately 1 hour per month devoted; oversight is handled by another partner.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin John Kanz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 11, 2013 - Present

ORGEL WEALTH MANAGEMENT, LLC

Office #1: 2420 Rivers Edge Drive, Altoona, WI 54720

RIA

CRD#: 168219

Altoona, WI

Past

January 1, 2010 - October 24, 2013

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

EAU CLAIRE, WI

Past

December 8, 2009 - October 24, 2013

RBC CAPITAL MARKETS, LLC

CRD#: 31194

EAU CLAIRE, WI

Past

November 6, 2000 - June 22, 2006

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ORGEL WEALTH MANAGEMENT, LLC

CRD#: 168219 / SEC#: 801-78284

RIA

Registered Investment Advisory firm - (7/9/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/17/2023)

IAR

Minnesota
(10/11/2019)

IAR

Texas
(10/14/2013)

IAR

Wisconsin
(10/11/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/28/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/29/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/7/2009

General Securities Representative Examination

Current Firm

ORGEL WEALTH MANAGEMENT, LLC

CRD#: 168219 / SEC#: 801-78284

RIA

Registered Investment Advisory firm - (7/9/2013 Approved)

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Contact information

Main Address

2420 Rivers Edge Drive, Altoona, WI 54720

Mailing Address

Phone number

(715) 835-6525

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ORGEL WEALTH MANAGEMENT WRAP FEE BROCHURE (3/27/2024)

ORGEL WEALTH MANAGEMENT ADV BROCHURE (3/27/2024)

Regulatory assets under management

Total Number of Accounts	10,031
AUM (Assets Under Management)	$ 7,104,580,359

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Benjamin J. Kanz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin John Kanz's CRS (Customer Relationship Summary).

Certified licenses

Experience

ORGEL WEALTH MANAGEMENT, LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

PIPER SANDLER & CO.

Primary Firm SEC Registration

ORGEL WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/28/2009

Series 63

Date: 12/29/2000

Series 7

Date: 12/7/2009

Current Firm

ORGEL WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ORGEL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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