Jeffrey S. Burrow

SIERRA OCEAN

Ripon, CA 95366

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CRD#: 4119745

Professional summary

Jeffrey Scott Burrow, AIF®, CFP® is a registered financial advisor currently at SIERRA OCEAN, LLC located in Ripon, California.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Jeffrey has worked at 5 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INDEPENDENT INSURANCE AGENT, LICENSED FOR LIFE INSURANCE, HEALTH INSURANCE AND/OR ANNUITY LINES OF BUSINESS WITH UNITED CAPITAL RISK MANAGEMENT. 2) SERVE AS A LIMITED PARTNER WITH RJ SANTA MARIA, LLC., A FAMILY ENTERTAINMENT CENTER, TRAMPOLINE PARK. THIS POSITION REPRESENTS LESS THAN 10% OF TIME PER MONTH AND NONE DURING MARKET HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Scott Burrow's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

June 16, 2021 - Present

SIERRA OCEAN, LLC

Office #1: 521 N Wilma Avenue Suite C, Ripon, CA 95366

RIA

CRD#: 313829

Ripon, CA

Past

August 29, 2014 - August 25, 2021

UNITED CAPITAL FINANCIAL ADVISORS

RIA

CRD#: 134600

SACRAMENTO, CA

Past

March 7, 2008 - December 31, 2014

VALLEY WEALTH, INC.

RIA

CRD#: 146324

MODESTO, CA

Past

February 18, 2005 - March 20, 2008

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

MODESTO, CA

Past

February 18, 2005 - March 20, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

MODESTO, CA

Past

September 20, 2000 - February 22, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

MODESTO, CA

Past

March 14, 2000 - February 22, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SIERRA OCEAN, LLC

SIERRA OCEAN CUSTOM WEALTH | SIERRA OCEAN, LLC

CRD#: 313829 / SEC#: 801-121123

RIA

Registered Investment Advisory firm - (5/4/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/14/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 4/14/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/13/2000

General Securities Representative Examination

Current Firm

SIERRA OCEAN, LLC

SIERRA OCEAN CUSTOM WEALTH | SIERRA OCEAN, LLC

CRD#: 313829 / SEC#: 801-121123

RIA

Registered Investment Advisory firm - (5/4/2021 Approved)

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Contact information

Main Address

521 N Wilma Avenue Suite C, Ripon, CA 95366

Mailing Address

Phone number

(209) 232-7100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DISCLOSURE BROCHURE (3/16/2025)

Regulatory assets under management

Total Number of Accounts	544
AUM (Assets Under Management)	$ 446,581,608

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeffrey S. Burrow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Scott Burrow's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED CAPITAL FINANCIAL ADVISORS

VALLEY WEALTH, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

SIERRA OCEAN, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/14/2000

Series 31

Date: 4/14/2000

Series 7

Date: 3/13/2000

Current Firm

SIERRA OCEAN, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SIERRA OCEAN, LLC

TRUST BUT VERIFY

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