Shams R. Lawson
Professional summary
Shams Ray Lawson, who also goes by Shams Lawson, Shams Muhammad, is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in Houston, Texas.
Shams is registered as a RR (Registered Representative) and started their career in finance in 2005. Shams has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shams Ray Lawson's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 16, 2016 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 440 Louisiana 900, Houston, TX 77002June 2, 2015 - March 11, 2016
DREXEL HAMILTON, LLC
May 13, 2013 - October 24, 2014
CASTLEOAK SECURITIES, LP
October 25, 2010 - June 14, 2013
STERNE, AGEE & LEACH, INC.
April 7, 2005 - October 26, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 1, 2005 - October 26, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/19/2021)
(3/16/2016)
Exams
FINRA
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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Company Information
LOOP CAPITAL MARKETS LLC
CRD#: 43098Houston, TX 77002TRUST BUT VERIFY
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