Charles Stevens

OAKGROVE WEALTH MANAGEMENT

Fenton, MI

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CRD#: 4119671

Professional summary

Charles Stevens is a registered financial advisor currently at OAKGROVE WEALTH MANAGEMENT located in Fenton, Michigan.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Charles has worked at 7 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Stevens's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2021 - Present

OAKGROVE WEALTH MANAGEMENT

RIA

CRD#: 308088

Fenton, MI

Past

March 2, 2007 - April 7, 2009

BROKERSXPRESS LLC

CRD#: 127081

TYRONE TWP, MI

Past

August 11, 2006 - March 14, 2007

UBS FINANCIAL SERVICES INC.

CRD#: 8174

BIRMINGHAM, MI

Past

March 25, 2004 - June 5, 2006

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

NOVI, MI

Past

February 13, 2004 - April 6, 2004

CAMBRIDGE INVESTMENT RESEARCH, INC.

RIA

CRD#: 39543

FARMINGTON HILLS, MI

Past

January 27, 2003 - April 6, 2004

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

FAIRFIELD, IA

Past

November 1, 2002 - December 18, 2002

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

WATERFORD, MI

Past

June 17, 2002 - December 18, 2002

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

April 7, 2000 - May 7, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(1/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/16/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/28/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/6/2000

General Securities Representative Examination

Current Firm

OAKGROVE WEALTH MANAGEMENT

CHARLES STEVENS | OAKGROVE WEALTH MANAGEMENT | OAKGROVE ENTERPRISES, INC. | OAKGROVE ENTERPRISES

CRD#: 308088 / SEC#:

Michigan

Registered Investment Advisory firm - (11/25/2020 Approved)

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Contact information

Main Address

Fenton, MI

Mailing Address

Phone number

(248) 491-3570

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	26
AUM (Assets Under Management)	$ 2,322,067

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Charles Stevens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Stevens's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROKERSXPRESS LLC

UBS FINANCIAL SERVICES INC.

COMMONWEALTH FINANCIAL NETWORK

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 1/16/2020

Series 66

Date: 4/28/2000

Series 7

Date: 4/6/2000

Current Firm

OAKGROVE WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OAKGROVE WEALTH MANAGEMENT

TRUST BUT VERIFY

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