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JW

Jennifer K. Woods

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CRD#: 4119602
JW

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jennifer Kaye Woods, who also goes by Jennifer Kaye Kuykendall, Jennifer Kaye Ledwell, was a registered financial professional .

Jennifer is a previously registered financial professional and started their career in finance in 2000. Jennifer had worked at 5 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jennifer Kaye Kuykendall | Jennifer Kaye Ledwell

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 12, 2005 - November 23, 2005

ELECTRONIC TRADING GROUP, LLC

BD
CRD#: 37453
NEW YORK, NY
Past

July 23, 2003 - May 3, 2013

GOLDEN BENEFICIAL SECURITIES CORPORATION

BD
CRD#: 48029
HOUSTON, TX
Past

September 13, 2002 - December 31, 2003

NT SECURITIES LLC

BD
CRD#: 45694
CHICAGO, IL
Past

January 2, 2002 - August 29, 2002

RUSHMORE SECURITIES CORPORATION

BD
CRD#: 8392
DALLAS, TX
Past

February 17, 2000 - December 31, 2001

SUMMIT TRADING, INC.

BD
CRD#: 43160
HOUSTON, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 3/28/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


ET
ELECTRONIC TRADING GROUP, LLC
ELECTRONIC TRADING GROUP, L.L.C. | ETG, L.L.C. | ELECTRONIC TRADING GROUP, LLC

CRD#: 37453 / SEC#: , 8-47754

BD
Terminated by SEC on 01/28/2006
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Contact information


Main Address
Mailing Address
Phone number
Established
Illinois since 10/21/1994
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
B MEMBER PARTNERS, LLCMEMBER/OWNER
GIAQUINTO, GREGG ROBERTCHIEF OPERATING OFFICER/GENERAL COUNSEL3182583
HULTON, ADAM BLETHYNPRESIDENT3113183
WHITE, TERRENCE JOHNCHIEF FINANCIAL OFFICER1025345

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ELECTRONIC TRADING GROUP, LLC

CRD#: 37453

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