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DM

Dan H. Meckenstock

NWF ADVISORY SERVICES
HAYS, KS 67601
Some features on this profile are disabled
CRD#: 4119455
DM

Professional summary

Dan Herman Meckenstock, who also goes by Dr. Dan H Meckenstock, is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Hays, Kansas and OSAIC WEALTH, INC. located in Hays, Kansas.

Dan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Dan has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 62 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Dr. Dan H Meckenstock

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dan Herman Meckenstock's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 21, 2025 - Present

NWF ADVISORY SERVICES INC

Office #1: 1407 Main St. Suite B, Hays, KS 67601
RIA
CRD#: 110410
HAYS, KS
Current

October 16, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 1407 Main St Suite B, Hays, KS 67601
RIA
BD
CRD#: 23131
Hays, KS
Past

October 17, 2023 - July 2, 2025

THE AMERIFLEX GROUP

RIA
CRD#: 305585
Hays, KS
Past

February 24, 2011 - March 28, 2024

MAIN STREET ADVISORS, LLC

RIA
CRD#: 116303
HAYS, KS
Past

September 7, 2010 - October 16, 2023

INDEPENDENT FINANCIAL GROUP, LLC

BD
CRD#: 7717
HAYS, KS
Past

November 2, 2009 - July 30, 2010

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
HAYS, KS
Past

February 16, 2000 - November 3, 2009

MAIN STREET SECURITIES, LLC

BD
CRD#: 47127
HAYS, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681

RIA
Registered Investment Advisory firm - (6/30/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(10/16/2023)
RR
Georgia
(10/16/2023)
RR
Kansas
(10/16/2023)
IAR
Kansas
(5/21/2025)
RR
Ohio
(2/21/2024)
RR
Washington
(10/16/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/23/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/7/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 62
Date: 2/15/2000
Corporate Securities Limited Representative Examination
SRO Registrations
RR
FINRA

Current Firm

NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681

RIA
Registered Investment Advisory firm - (6/30/1998 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064
Mailing Address
Phone number
(310) 475-5854
Established
Firm type
Fiscal year end
# of Employees
71

SEC notice filing (24 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NWF ADV PART 2 A 2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts11,979
AUM (Assets Under Management)$ 3,824,876,751

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NWF ADVISORY SERVICES INC

CRD#: 110410Hays, KS 67601

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