Maria I. Barton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maria Ingrid Yasmin Barton, who also goes by Maria Ingrid Yasmin Hidalgo, Maria Ingrid Uy, was a registered financial professional .
Maria is a previously registered financial professional and started their career in finance in 2003. Maria had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2008 - August 16, 2016
N.B. ZOULLAS SECURITIES, INC.
September 6, 2005 - May 13, 2008
NEUBERGER BERMAN BD LLC
September 6, 2005 - May 13, 2008
NEUBERGER BERMAN BD LLC
November 26, 2003 - September 21, 2005
CITIGROUP GLOBAL MARKETS INC.
January 24, 2003 - June 19, 2003
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
N.B. ZOULLAS SECURITIES, INC.
CRD#: 29419 / SEC#: , 8-44285
Contact information
FINRA licenses (8 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
