Robert S. Chapman

TEGESTA CAPITAL

Jupiter, FL 33477

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CRD#: 4118965

Professional summary

Robert S Chapman, CFA is a registered financial advisor currently at TEGESTA CAPITAL, LLC located in Jupiter, Florida.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Robert has worked at 9 firms and has passed the Series 65, Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TEGESTA CAPITAL REGISTERED INVESTMENT ADVISOR 2650 NORTH MILITARY TRAIL STE 220 BOCA RATON FLORIDA. EST 02/01/2011. 160 HOURS PER MONTH DURING TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert S Chapman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

February 23, 2011 - Present

TEGESTA CAPITAL, LLC

Office #1: 110 Front St. Suite 300, Jupiter, FL 33477

RIA

CRD#: 156086

Jupiter, FL

Past

January 21, 2011 - December 31, 2012

QUADSTAR CAPITAL ADVISORS, INC.

RIA

CRD#: 148872

BOCA RATON, FL

Past

April 6, 2010 - October 25, 2017

AEGIS CAPITAL CORP.

RIA

CRD#: 15007

BOCA RATON, FL

Past

March 25, 2010 - October 25, 2017

AEGIS CAPITAL CORP.

CRD#: 15007

BOCA RATON, FL

Past

June 5, 2008 - March 29, 2010

GUNNALLEN FINANCIAL, INC

RIA

CRD#: 17609

BOCA RATON, FL

Past

June 2, 2008 - March 29, 2010

GUNNALLEN FINANCIAL, INC

CRD#: 17609

BOCA RATON, FL

Past

August 27, 2007 - June 6, 2008

KOVACK ADVISORS, INC.

RIA

CRD#: 140808

FT. LAUDERDALE, FL

Past

June 8, 2007 - June 6, 2008

KOVACK SECURITIES INC.

CRD#: 44848

BOCA RATON, FL

Past

May 6, 2005 - April 11, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BOCA RATON, FL

Past

May 3, 2005 - April 11, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BOCA RATON, FL

Past

April 2, 2004 - April 20, 2005

STILLPOINT WEALTH MANAGEMENT, LLC

CRD#: 119154

ATLANTA, GA

Past

September 7, 2001 - April 29, 2004

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

BOCA RATON, FL

Past

September 5, 2001 - April 29, 2004

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/23/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/8/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/13/2005

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/27/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/25/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/4/2001

General Securities Representative Examination

Current Firm

TEGESTA CAPITAL, LLC

CRD#: 156086 / SEC#: 801-120830

RIA

Registered Investment Advisory firm - (2/22/2023 Terminated)

Florida

Registered Investment Advisory firm - (2/6/2023 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

110 Front St. Suite 300, Jupiter, FL 33477

Mailing Address

Phone number

(561) 510-0505

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	65
AUM (Assets Under Management)	$ 62,620,800

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert S. Chapman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert S Chapman's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUADSTAR CAPITAL ADVISORS, INC.

AEGIS CAPITAL CORP.

AEGIS CAPITAL CORP.

GUNNALLEN FINANCIAL, INC

GUNNALLEN FINANCIAL, INC

KOVACK ADVISORS, INC.

KOVACK SECURITIES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

STILLPOINT WEALTH MANAGEMENT, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/8/2005

Series 63

Date: 5/13/2005

Series 66

Date: 11/27/2001

SIE

Date: 10/25/2017

Series 7

Date: 9/4/2001

Current Firm

TEGESTA CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TEGESTA CAPITAL, LLC

TRUST BUT VERIFY

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