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Dominic Anthony Scacci

CRD# 411893·Registered 1969 - 1986
Barred: Dominic Anthony Scacci was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Dominic Anthony Scacci was a registered financial advisor. Dominic was a previously registered financial professional and started their career in finance 1969 - 1986. Dominic had worked at 15 firms and has passed the Series 1, Series 24 and Series 40 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

57 years in the financial services industry

Current & Past Employments

SACCO SECURITIES CORPORATION·CRD# 16420
BD
August 11, 1986 - October 17, 1986
CROMWELL, KNIGHT & CO., INC.·CRD# 10512
BD
August 11, 1986 - May 14, 1987
VANDERBILT SECURITIES, INC.·CRD# 14280
BD
March 29, 1985 - November 29, 1985
WALTER CAPITAL CORPORATION·CRD# 13455
BD
March 29, 1984 - April 11, 1985
BROWN & HAWK, INC.·CRD# 3062
BD
March 5, 1984 - March 12, 1984
FITZGERALD, DEARMAN & ROBERTS, INC.·CRD# 317
BD
November 10, 1983 - February 21, 1984
STATE CAPITAL FINANCIAL SERVICES CORPORATION·CRD# 10879
BD
June 17, 1983 - January 24, 1985
VENTURTECH SECURITIES CORPORATION·CRD# 10392
BD
March 22, 1982 - March 27, 1984
JOHN MUIR & CO.·CRD# 2837
BD
February 17, 1981 - August 17, 1981
LEHMAN BROTHERS INC.·CRD# 7506
BD
September 18, 1979 - February 16, 1981
CIBC WORLD MARKETS CORP.·CRD# 630
BD
March 7, 1978 - September 6, 1979
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
January 23, 1978 - March 11, 1978
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
July 29, 1977 - December 11, 1977
BACHE & CO INCORPORATED·CRD# 7058
BD
October 5, 1971 - July 9, 1975
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.·CRD# 572
BD
March 25, 1969 - October 22, 1971

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Current Firm

SS
SACCO SECURITIES CORPORATION

JUPITER, MORGAN SECURITIES, INC. | SCHWEITZER & COMPANY | SACCO SECURITIES CORPORATIONS | SACCO SECURITIES CORPORATION

CRD#: 16420 / SEC#: 8-33638
BD
Expelled by FINRA on 08/21/1991

Contact Information

Established

Florida since 02/19/1985

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 1 — Registered Representative Examination

Passed Mar 1969

Series 24 — General Securities Principal Examination

Passed Dec 1981About the Series 24 exam

Series 40 — Registered Principal Examination

Passed Feb 1974

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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