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DS

Dominic A. Scacci

Some features on this profile are disabled
CRD#: 411893
DS

Professional summary

Dominic Anthony Scacci was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Dominic is a previously registered financial professional and started their career in finance in 1969. Prior to being barred, Dominic had worked at 15 firms, which includes SACCO SECURITIES CORPORATION, CROMWELL KNIGHT & CO. INC., VANDERBILT SECURITIES INC., WALTER CAPITAL CORPORATION, BROWN & HAWK INC., FITZGERALD DEARMAN & ROBERTS INC., STATE CAPITAL FINANCIAL SERVICES CORPORATION, VENTURTECH SECURITIES CORPORATION, JOHN MUIR & CO., LEHMAN BROTHERS INC., CIBC WORLD MARKETS CORP., RAYMOND JAMES & ASSOCIATES INC., RAYMOND JAMES FINANCIAL SERVICES INC., BACHE & CO INCORPORATED, MERRILL LYNCH PIERCE FENNER & SMITH INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 11, 1986 - October 17, 1986

SACCO SECURITIES CORPORATION

BD
CRD#: 16420
Past

August 11, 1986 - May 14, 1987

CROMWELL, KNIGHT & CO., INC.

BD
CRD#: 10512
Past

March 29, 1985 - November 29, 1985

VANDERBILT SECURITIES, INC.

BD
CRD#: 14280
Past

March 29, 1984 - April 11, 1985

WALTER CAPITAL CORPORATION

BD
CRD#: 13455
Past

March 5, 1984 - March 12, 1984

BROWN & HAWK, INC.

BD
CRD#: 3062
Past

November 10, 1983 - February 21, 1984

FITZGERALD, DEARMAN & ROBERTS, INC.

BD
CRD#: 317
Past

June 17, 1983 - January 24, 1985

STATE CAPITAL FINANCIAL SERVICES CORPORATION

BD
CRD#: 10879
Past

March 22, 1982 - March 27, 1984

VENTURTECH SECURITIES CORPORATION

BD
CRD#: 10392
Past

February 17, 1981 - August 17, 1981

JOHN MUIR & CO.

BD
CRD#: 2837
Past

September 18, 1979 - February 16, 1981

LEHMAN BROTHERS INC.

BD
CRD#: 7506
Past

March 7, 1978 - September 6, 1979

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
Past

January 23, 1978 - March 11, 1978

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
Past

July 29, 1977 - December 11, 1977

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
Past

October 5, 1971 - July 9, 1975

BACHE & CO INCORPORATED

BD
CRD#: 7058
Past

March 25, 1969 - October 22, 1971

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

BD
CRD#: 572

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 1
Date: 3/21/1969
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/17/1981
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 40
Date: 2/4/1974
Registered Principal Examination

Current Firm

SS
SACCO SECURITIES CORPORATION
JUPITER, MORGAN SECURITIES, INC. | SCHWEITZER & COMPANY | SACCO SECURITIES CORPORATIONS | SACCO SECURITIES CORPORATION

CRD#: 16420 / SEC#: , 8-33638

BD
Expelled by FINRA on 08/21/1991
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Contact information

Main Address
Mailing Address
Phone number
Established
Florida since 02/19/1985
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SACCO SECURITIES CORPORATION

CRD#: 16420

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