CR
Charles A. Roe
INNOVA WEALTH
Houston, TX 77092
Some features on this profile are disabled
CRD#: 4117735
CR
Professional summary
Charles Alden Roe IV, who also goes by Bo Roe, Charles Alden Roe IV, is a registered financial advisor currently at INNOVA WEALTH, LLC located in Houston, Texas and ACCURATE WEALTH MANAGEMENT, LLC located in Houston, Texas.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Charles has worked at 11 firms and has passed the Series 63, Series 65, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bo Roe | Charles Alden Roe Iv
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Charles Alden Roe is an accountant. From time to time, he will offer clients advice or products from this activity. Innova Wealth, LLC always acts in the best interest of the client. Clients are in no way required to utilize the services of any representative of Innova Wealth, LLC in their capacity as an accountant. Charles Alden Roe is a licensed insurance agent. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. Innova Wealth, LLC always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of Innova Wealth, LLC in their capacity as a licensed insurance agent. Charles Alden Roe is a member of BioCapital Holdings, LLC, Owner of Insurance Sales and Owner of Charles A Roe CPA. from time to time, may offer clients advice or products from those activities and clients should be aware that these services may involve a conflict of interest. IWL always acts in the best interest of the client and clients are in no way required to utilize the services of any representative of IWL in connection with such individual's activities outside of IWL. INNOVA WEALTH, LLC. Houston, TX. Owner. March 2015. 10 hours or less per month, 1 hour during trading hours. Registered investment advisors. Financial planning and investment related activities.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Alden Roe IV's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 27, 2015 - Present
INNOVA WEALTH, LLC
Office #1: 2950 North Loop West Suite 1200, Houston, TX 77092RIA
CRD#: 173900
Houston, TX
Current
March 25, 2025 - Present
ACCURATE WEALTH MANAGEMENT, LLC
Office #1: 2950 North Loop West Suite 1200, Houston, TX 77092RIA
CRD#: 298137
Houston, TX
Current
October 10, 2025 - Present
AAG CAPITAL, INC
Office #1: 2211 Ashley Oaks Circle, Wesley Chapel, FL 33544BD
CRD#: 188
Wesley Chapel, FL
Past
July 8, 2015 - October 3, 2016
GROWTH CAPITAL SERVICES, INC.
BD
CRD#: 124658
Houston, TX
Past
November 19, 2010 - January 28, 2015
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
HOUSTON, TX
Past
November 19, 2010 - January 28, 2015
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
HOUSTON, TX
Past
June 4, 2008 - November 1, 2010
LPL FINANCIAL LLC
RIA
CRD#: 6413
HOUSTON, TX
Past
April 1, 2008 - November 1, 2010
LPL FINANCIAL LLC
BD
CRD#: 6413
HOUSTON, TX
Past
January 29, 2008 - April 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
KATY, TX
Past
January 3, 2005 - November 2, 2007
AMERICAN GENERAL EQUITY SERVICES CORPORATION
BD
CRD#: 5435
HOUSTON, TX
Past
October 1, 2002 - December 31, 2004
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
PHOENIX, AZ
Past
January 4, 2002 - October 1, 2002
AMERICAN GENERAL EQUITY SERVICES CORPORATION
BD
CRD#: 5435
HOUSTON, TX
Past
February 29, 2000 - October 3, 2001
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ACCURATE WEALTH MANAGEMENT, LLC
ACCURATE WEALTH MANAGEMENT, LLC | SEACURE ADVISORS, LLC | RHODES CAPITAL MANAGEMENT, INC | PROVIDENT WEALTH MANAGEMENT, LLC | PLANNING NETWORK PARTNERS, LLC | OBJECTIVE ADVISORY | NORTHLAND RETIREMENT GROUP | MEDALLION FINANCIAL RESOURCES | CENTRIC CAPITAL ADVISORS, LLC | CCA FAMILY OFFICES | BREEZE FINANCIAL, LLC | BERTELSEN ASSET MANAGEMENT, LLC | BERTELSEN & TAYLOR ASSET MANAGEMENT, LLC
CRD#: 298137 / SEC#: 801-117600
RIA
Registered Investment Advisory firm - (11/6/2019 Approved)Florida
Registered Investment Advisory firm - (11/12/2019 Terminated)New Jersey
Registered Investment Advisory firm - (11/30/2019 Terminated)Tennessee
Registered Investment Advisory firm - (11/13/2019 Terminated)Texas
Registered Investment Advisory firm - (11/12/2019 Terminated)Wisconsin
Registered Investment Advisory firm - (11/12/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(10/10/2025)
IAR
Texas(2/27/2015)
RR
Texas(10/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 10/9/2025
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
ACCURATE WEALTH MANAGEMENT, LLC
ACCURATE WEALTH MANAGEMENT, LLC | SEACURE ADVISORS, LLC | RHODES CAPITAL MANAGEMENT, INC | PROVIDENT WEALTH MANAGEMENT, LLC | PLANNING NETWORK PARTNERS, LLC | OBJECTIVE ADVISORY | NORTHLAND RETIREMENT GROUP | MEDALLION FINANCIAL RESOURCES | CENTRIC CAPITAL ADVISORS, LLC | CCA FAMILY OFFICES | BREEZE FINANCIAL, LLC | BERTELSEN ASSET MANAGEMENT, LLC | BERTELSEN & TAYLOR ASSET MANAGEMENT, LLC
CRD#: 298137 / SEC#: 801-117600
RIA
Registered Investment Advisory firm - (11/6/2019 Approved)Florida
Registered Investment Advisory firm - (11/12/2019 Terminated)New Jersey
Registered Investment Advisory firm - (11/30/2019 Terminated)Tennessee
Registered Investment Advisory firm - (11/13/2019 Terminated)Texas
Registered Investment Advisory firm - (11/12/2019 Terminated)Wisconsin
Registered Investment Advisory firm - (11/12/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2211 Ashley Oaks Circle, Wesley Chapel, FL 33544
Mailing Address
Phone number
(813) 994-0984
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,363 |
| AUM (Assets Under Management) | $ 1,148,887,091 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ACCURATE WEALTH MANAGEMENT, LLC
CRD#: 298137Houston, TX 77092TRUST BUT VERIFY
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