Robert J. Saxe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Jefferson Saxe III, who also goes by III Robert Jefferson Saxe, Robert Jefferson Saye, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1967. Robert had worked at 7 firms and has passed the Series 63, Series 3, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 1994 - November 15, 1994
TITAN/VALUE EQUITIES GROUP, INC.
April 1, 1991 - March 22, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
November 16, 1990 - April 1, 1991
PW SECURITIES, INC.
June 2, 1980 - November 16, 1990
TITAN/VALUE EQUITIES GROUP, INC.
February 2, 1978 - September 14, 1981
DERAND/PENNINGTON/BASS, INC.
December 12, 1975 - February 17, 1978
CORNERSTONE FINANCIAL SERVICES, INC.
April 20, 1971 - January 11, 1976
CONFERENCE CONCEPTS, INC.
January 12, 1967 - April 27, 1971
REGISTERED FUNDS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/9/1967
Registered Representative ExaminationCurrent Firm
TITAN/VALUE EQUITIES GROUP, INC.
CRD#: 6359 / SEC#: , 8-16697
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
