Robert F. Scalese
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Frederick Scalese, who also goes by Robert F Scalese, Robert Frederick Scalese, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2003. Robert had worked at 8 firms and has passed the SIE, Series 56, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2019 - January 2, 2020
T3 TRADING GROUP, LLC
January 13, 2016 - June 27, 2019
AVATAR SECURITIES, LLC
July 18, 2015 - January 27, 2016
T3 TRADING GROUP, LLC
February 14, 2012 - August 31, 2012
WTS PROPRIETARY TRADING GROUP LLC
May 5, 2011 - February 14, 2012
COASTAL TRADE SECURITIES, LLC
April 17, 2008 - November 29, 2010
BRIGHT TRADING, LLC
June 19, 2007 - September 25, 2007
GLB TRADING, INC
May 21, 2003 - April 12, 2005
FIS BROKERAGE & SECURITIES SERVICES LLC
March 26, 2003 - June 20, 2003
WORLDCO, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 7/18/2015
Proprietary Trader Qualification ExaminationSeries 55
Date: 3/20/2003
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
