WS
William C. Sawyer
SAWYER & CO
BOSTON, MA 02109
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CRD#: 411758
WS
Professional summary
William Cotter Sawyer II is a registered financial advisor currently at SAWYER & CO INC located in Boston, Massachusetts.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. William has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bill is the co-owner of a rental property along with his wife. This business does not have a name. It is not investment related. It is located on his residential property at 1367 Sudbury Road in Concord. This property has generated rental income since Bill and his wife bought the property in 1979. Bill's wife manages the rental property, so Bill has no duties related to it and spends no hours per month, including during securities trading hours, on this rental property.
CRS (Client Relationship Summary) - RIA
Click below to view William Cotter Sawyer II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 27, 2018 - Present
SAWYER & CO INC
Office #1: 50 Congress Street, Boston, MA 02109RIA
CRD#: 112849
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
S&
SAWYER & CO INC
SAWYER & CO INC
CRD#: 112849 / SEC#: 801-28526
RIA
Registered Investment Advisory firm - (12/12/1986 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(8/27/2018)
Exams
Current Firm
S&
SAWYER & CO INC
SAWYER & CO INC
CRD#: 112849 / SEC#: 801-28526
RIA
Registered Investment Advisory firm - (12/12/1986 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
50 Congress Street, Boston, MA 02109
Mailing Address
Phone number
(617) 227-7033
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 229 |
| AUM (Assets Under Management) | $ 313,088,267 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/09/2025 | ||
| 09/12/2024 | ||
| 07/19/2024 | ||
| 12/22/2023 | ||
| 12/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SAWYER & CO INC
CRD#: 112849Boston, MA 02109TRUST BUT VERIFY
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