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PJ

Patrick Donald Johnson

CFP®, ChFC®, CLU®
ARAX ADVISORY PARTNERS
Fort Collins, CO
·CRD# 4116846·26 years experience

Professional Summary

Patrick Donald Johnson, CFP®, ChFC®, CLU® is a registered financial advisor currently at ARAX ADVISORY PARTNERS located in Fort Collins, Colorado. Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Patrick has worked at 5 firms and has passed the Series 63 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial Planner
ChFC®
Chartered Financial Consultant
CLU®
Chartered Life Underwriter

Years of Experience

26 years in the financial services industry

Current & Past Employments

ARAX ADVISORY PARTNERS·CRD# 133535
RIA
301 Remington Street, Fort Collins, CO 80524
May 7, 2007 - Present
TRUIST INVESTMENT SERVICES, INC.·CRD# 17499
RIA
Chattanooga, TN
July 18, 2005 - April 23, 2007
TRUIST INVESTMENT SERVICES, INC.·CRD# 17499
BD
Chattanooga, TN
June 23, 2005 - April 23, 2007
FIRST HORIZON ADVISORS, INC.·CRD# 17117
BD
Memphis, TN
March 2, 2004 - June 24, 2005
USALLIANZ SECURITIES, INC.·CRD# 40875
BD
Minneapolis, MN
September 2, 2003 - January 20, 2004
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
New York, NY
January 31, 2000 - June 5, 2002

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Current Firm

AA
ARAX ADVISORY PARTNERS

7258 WEALTH MANAGEMENT, INC. | YOUNG WEALTH MANAGEMENT GROUP | WELLTH PARTNER | U.S. CAPITAL WEALTH ADVISORS | U.S. CAPITAL WEALTH | TRANSCEND CAPITAL ADVISORS | THE OAK GROUP | THE DAVIS AGENCY, INC. | SUMMIT WEALTH STRATEGIES | SRS INVESTMENT SERVICES, LLC | SRS CAPITAL ADVISORS, LLC | SRS CAPITAL ADVISORS, INC. | SRS CAPITAL ADVISORS | SIMONDAVIS, INC. | SIMONDAVIS ASSET MANAGEMENT, INC. | SIMONDAVIS ASSET MANAGEMENT | SEAL FINANCIAL SERVICES | SCHECHTER INVESTMENT ADVISORS | OMNI FINANCIAL ADVISORY GROUP | NOVEN FINANCIAL GROUP | NORTE ADVISORS | MILLARES ASSET MANAGEMENT | LOGIX INVESTMENTS | KLEINHENZ & ASSOCIATES | GFP PRIVATE WEALTH | GEORGINA ASSET MANAGEMENT | ENDURING WEALTH PARTNERS | CEDRUS | AVERA CAPITAL WEALTH MANAGEMENT | ARAX WEALTH | ARAX ADVISORY PARTNERS, LLC | ARAX ADVISORY PARTNERS

CRD#: 133535 / SEC#: 801-67165
RIA
Registered Investment Advisory firm - SEC (9/20/2006 Approved)
California
Registered Investment Advisory firm - California (10/18/2006 Terminated)
Colorado
Registered Investment Advisory firm - Colorado (11/14/2006 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (5/24/2012 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

10 East 53rd Street 14th Floor, New York, NY 10022

Phone Number

(646) 777-1823

# of Employees

361

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AAP ADV PART 2A WRAP BROCHURE (8/14/2026)

Regulatory Assets Under Management

Total Number of Accounts

39,138

AUM (Assets Under Management)

$26,524,973,206

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

In 2014, Patrick founded a life insurance company named Synthesis Life Insurance, Inc., a Public Benefit Corporation. It is a life insurance brokerage headquartered at 2955 Professional Place, Suite 300, Colorado Springs, CO 80904. Patrick is the founder and president and the company was started in 2014. Patrick spends approximately 20 hours per month working for Synthesis, 12/month of which is spent working during times when securities are traded. Patrick is involved in marketing, sales, and management of the company. Patrick also owns rental investment properties in Chattanooga, Tennessee. Patrick Johnson is engaged in other business activities as follows: Start Date Other Business Name Description, time allocated, and compensation 01/01/2014 Synthesis Life Insurance Life Insurance Brokerage. 2 hours per week; none during trading hours. Compensation is from sales of life insurance and annuities. The company currently exists in name only – no business is being run through the entity. 5/17/2022 One Conscious Breath Author of novel. 1 hour per week; none during trading hours. Main responsibilities are answering inbound inquiries. Compensation is from book sales. 11/10/2023 PeaceTrain Guides Men’s group. 1 hour per week. None during trading hours. Main responsibilities are coordinating activities. No compensation. 03/21/21 WellthPartner Wellness Coaching and Consulting. 5 hours per week; 2 during trading hours. Compensation is from coaching fees and product sales.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ARAX ADVISORY PARTNERS

7258 WEALTH MANAGEMENT, INC. | YOUNG WEALTH MANAGEMENT GROUP | WELLTH PARTNER | U.S. CAPITAL WEALTH ADVISORS | U.S. CAPITAL WEALTH | TRANSCEND CAPITAL ADVISORS | THE OAK GROUP | THE DAVIS AGENCY, INC. | SUMMIT WEALTH STRATEGIES | SRS INVESTMENT SERVICES, LLC | SRS CAPITAL ADVISORS, LLC | SRS CAPITAL ADVISORS, INC. | SRS CAPITAL ADVISORS | SIMONDAVIS, INC. | SIMONDAVIS ASSET MANAGEMENT, INC. | SIMONDAVIS ASSET MANAGEMENT | SEAL FINANCIAL SERVICES | SCHECHTER INVESTMENT ADVISORS | OMNI FINANCIAL ADVISORY GROUP | NOVEN FINANCIAL GROUP | NORTE ADVISORS | MILLARES ASSET MANAGEMENT | LOGIX INVESTMENTS | KLEINHENZ & ASSOCIATES | GFP PRIVATE WEALTH | GEORGINA ASSET MANAGEMENT | ENDURING WEALTH PARTNERS | CEDRUS | AVERA CAPITAL WEALTH MANAGEMENT | ARAX WEALTH | ARAX ADVISORY PARTNERS, LLC | ARAX ADVISORY PARTNERS

CRD#: 133535 / SEC#: 801-67165
RIA
Registered Investment Advisory firm - SEC (9/20/2006 Approved)
California
Registered Investment Advisory firm - California (10/18/2006 Terminated)
Colorado
Registered Investment Advisory firm - Colorado (11/14/2006 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (5/24/2012 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Colorado
(5/7/2007)
IAR
Texas
(2/21/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2003About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 2000About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Patrick Donald Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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