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JS

Jerrold H. Savoy

L.O. THOMAS & CO.
Linwood, NJ 08221
Some features on this profile are disabled
CRD#: 411672
JS

Professional summary

Jerrold H Savoy is a registered financial professional currently at L.O. THOMAS & CO. INC. located in Linwood, New Jersey.

Jerrold is registered as a RR (Registered Representative) and started their career in finance in 1973. Jerrold has worked at 13 firms and has passed the Series 63, Series 7TO, SIE, PC, Series 000 and Series 1 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jerrold H Savoy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 23, 2005 - Present

L.O. THOMAS & CO. INC.

Office #1: 2106 New Road, Ste. A-6, Box 293, Linwood, NJ 08221Office #2: Linwood Commons-suite A-6 2106 New Road, Linwood, NJ 08221
BD
CRD#: 23657
Linwood, NJ
Past

November 23, 2004 - June 20, 2005

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
PITTSBURGH, PA
Past

August 2, 1990 - November 30, 2004

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
PHILADELPHIA, PA
Past

April 21, 1989 - August 8, 1990

HESS, GRANT & COMPANY, INC.

BD
CRD#: 2187
MOORESTOWN, NJ
Past

January 15, 1986 - February 28, 1990

UNI EQ INVESTMENT GROUP, INC.

BD
CRD#: 7341
Past

November 1, 1984 - August 19, 1985

ROTH SECURITIES COMPANY

BD
CRD#: 3230
Past

September 30, 1981 - September 18, 1984

PHILIPS, APPEL & WALDEN, INC.

BD
CRD#: 659
Past

April 17, 1980 - October 5, 1981

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
Past

September 17, 1979 - May 11, 1980

LEHMAN BROTHERS INC.

BD
CRD#: 7506
Past

January 18, 1978 - September 17, 1979

LOEB PARTNERS

BD
CRD#: 7534
Past

December 19, 1977 - January 18, 1978

HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED

BD
CRD#: 7394
Past

September 16, 1977 - February 13, 1978

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
Past

March 18, 1976 - September 16, 1977

SHIELDS MODEL ROLAND INCORPORATED

BD
CRD#: 6750
Past

May 1, 1973 - April 5, 1976

ROTH & CO

BD
CRD#: 1000001

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/26/2005)
RR
Connecticut
(11/29/2021)
RR
Florida
(6/23/2005)
RR
Georgia
(3/22/2021)
RR
Maryland
(11/9/2021)
RR
New Jersey
(6/23/2005)
RR
North Carolina
(5/5/2025)
RR
Pennsylvania
(6/23/2005)
RR
Virginia
(1/2/2014)

Exams

State Security Law Exam
RR
Series 63
Date: 11/8/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
PC
Date: 4/27/1989
AMEX Put and Call Exam
General Industry/Product Exam
RR
Series 000
Date: 9/1/1973
General Securities Principal Examination
General Industry/Product Exam
RR
Series 1
Date: 4/23/1973
Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

LT
L.O. THOMAS & CO. INC.
L.O. THOMAS & CO. | L.O. THOMAS & CO. INC.

CRD#: 23657 / SEC#: , 8-40875

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
Linwood Commons-suite A-6 2106 New Road, Linwood, NJ 08221
Mailing Address
Linwood Commmons-suite A-6 2106 New Road Po Box 293, Linwood, NJ 08221
Phone number
(609) 927-4044
Established
New Jersey since 03/01/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
RISLEY, JOHN WESLEY JRPRESIDENT, FINOP, CEO,CCO844622

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

L.O. THOMAS & CO. INC.

CRD#: 23657Linwood, NJ 08221

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