Julia R. Lancian
Professional summary
Julia Rachel Lancian is a registered financial professional currently at GRIFFIN SECURITIES, INC. located in New York, New York.
Julia is registered as a RR (Registered Representative) and started their career in finance in 2002. Julia has worked at 2 firms and has passed the Series 63, Series 79TO, Series 99TO, Series 57TO, SIE, Series 87, Series 55, Series 7, Series 14, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Julia Rachel Lancian's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 24, 2000 - Present
GRIFFIN SECURITIES, INC.
Office #1: 17 State Street, New York, NY 10004Office #2: 17 State Street, New York, NY 10004September 26, 2002 - December 19, 2002
DINOSAUR FINANCIAL GROUP, L.L.C
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/18/2000)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/18/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
GRIFFIN SECURITIES, INC.
CRD#: 43229 / SEC#: , 8-50186
Contact information
FINRA licenses (3 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
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