Chad Thompson
Professional Summary
Chad Thompson, who also goes by Chad Michael Thompson, is a registered financial advisor currently at AMERICAN ENTERPRISE INVESTMENT SERVICES INC. located in Minneapolis, Minnesota. Chad is registered as a RR (Registered Representative) and started their career in finance in 2000. Chad has worked at 5 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 52TO, SIE, Series 55, Series 7, Series 53, Series 27, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Chad Michael Thompson
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. | NATIONAL INVESTMENT SERVICES, INC. | IDS INVESTMENT SERVICES, INC.
Contact Information
Main Address
901 3rd Avenue South, Minneapolis, MN 55402Mailing Address
5221 Ameriprise Financial Center, Minneapolis, MN 55474Phone Number
(612) 671-3662Established
Minnesota since 04/13/1990Firm Type
CorporationFiscal Year End
DecemberFirm Size
MediumFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMPF HOLDING, LLC | SHAREHOLDER | — |
| ALVERO, GUMER CRUZ | DIRECTOR | 1975307 |
| CARR, GREGORY GERARD | CHAIRMAN, DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT | 2210835 |
| GERDES, JOSEPH FRANCIS | DIRECTOR, CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 2391989 |
| HORWITH, THEODORE ROBERT | VICE PRESIDENT - CONTROLLER, CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 3257001 |
| KERSWILL, HEATHER MARIE | VP OF SERVICE & OPERATIONS RISK | 5044905 |
| SHEEHAN, RICHARD | VICE PRESIDENT, AWM COMPLIANCE AND CHIEF COMPLIANCE OFFICER | 3096567 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/2/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Apr 2000SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Chad Thompson's CRS (Customer Relationship Summary).
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