Mark A. Flint

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CRD#: 4116327

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mark Allen Flint, who also goes by Mark Flint, was a registered financial professional .

Mark is a previously registered financial professional and started their career in finance in 2000. Mark had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mark Flint

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 20, 2004 - July 7, 2009

MIDWEST PROFESSIONAL PLANNERS, LTD.

RIA

CRD#: 112995

LA CROSSE, WI

Past

May 15, 2000 - June 24, 2020

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

ONALASKA, WI

Past

April 24, 2000 - June 24, 2020

EQUITABLE ADVISORS, LLC

CRD#: 6627

ONALASKA, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MIDWEST PROFESSIONAL PLANNERS, LTD.

MIDWEST PROFESSIONAL PLANNERS, LTD. | MPPL FINANCIAL (DBA ONLY) | MPPL FINANCIAL

CRD#: 112995 / SEC#: 801-72649

RIA

Registered Investment Advisory firm - (8/24/2011 Approved)

Florida

Registered Investment Advisory firm - (8/29/2011 Terminated)

Illinois

Registered Investment Advisory firm - (8/24/2011 Terminated)

Minnesota

Registered Investment Advisory firm - (8/29/2011 Terminated)

Wisconsin

Registered Investment Advisory firm - (8/29/2011 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/11/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/20/2000

General Securities Representative Examination

Current Firm

MIDWEST PROFESSIONAL PLANNERS, LTD.

MIDWEST PROFESSIONAL PLANNERS, LTD. | MPPL FINANCIAL (DBA ONLY) | MPPL FINANCIAL

CRD#: 112995 / SEC#: 801-72649

RIA

Registered Investment Advisory firm - (8/24/2011 Approved)

Florida

Registered Investment Advisory firm - (8/29/2011 Terminated)

Illinois

Registered Investment Advisory firm - (8/24/2011 Terminated)

Minnesota

Registered Investment Advisory firm - (8/29/2011 Terminated)

Wisconsin

Registered Investment Advisory firm - (8/29/2011 Terminated)

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Contact information

Main Address

2610 Stewart Avenue, Suite 100, Wausau, WI 54401

Mailing Address

Phone number

(715) 848-3474

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (9/5/2025)

Regulatory assets under management

Total Number of Accounts	2,586
AUM (Assets Under Management)	$ 554,338,160

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark A. Flint

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MIDWEST PROFESSIONAL PLANNERS, LTD.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

MIDWEST PROFESSIONAL PLANNERS, LTD.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/11/2000

SIE

Date: 10/1/2018

Series 7

Date: 4/20/2000

Current Firm

MIDWEST PROFESSIONAL PLANNERS, LTD.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MIDWEST PROFESSIONAL PLANNERS, LTD.

TRUST BUT VERIFY

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