Paul T. Pickett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Todd Pickett was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2001. Paul had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2018 - August 9, 2019
BTIG, LLC
June 14, 2011 - June 27, 2016
CREDIT AGRICOLE SECURITIES (USA) INC.
November 23, 2009 - October 14, 2010
MF GLOBAL INC.
March 28, 2008 - November 16, 2009
BARCLAY INVESTMENTS LLC
April 11, 2003 - November 29, 2007
BANC OF AMERICA SECURITIES LLC
May 1, 2001 - April 21, 2003
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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