Jason G. Viola

ARIES WEALTH MANAGEMENT

Portland, ME 04101

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CRD#: 4115594

Professional summary

Jason Gregory Viola, who also goes by Jason G VIola, is a registered financial advisor currently at ARIES WEALTH MANAGEMENT, LLC located in Portland, Maine.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Jason has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jason G Viola

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Westbrook Gateway LLC; not investment related; Westbrook, ME; commercial real estate; Managing Member; 06/2023; 1 hr per month; 0 during securities trading hours; raw land investment. 70 Center LLC; not investment related; Portland, ME; commercial real estate; Managing Member; 01/2023; 6 hrs per month; 0 during securities trading hours; office condominiums in which Aries Wealth Management's offices are located.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Gregory Viola's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 17, 2015 - Present

ARIES WEALTH MANAGEMENT, LLC

Office #1: 70 Center Street 2nd Floor, Portland, ME 04101

RIA

CRD#: 175477

Portland, ME

Past

February 25, 2009 - April 28, 2015

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

PORTLAND, ME

Past

January 27, 2009 - April 28, 2015

UBS FINANCIAL SERVICES INC.

CRD#: 8174

PORTLAND, ME

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARIES WEALTH MANAGEMENT, LLC

ARIES WEALTH MANAGEMENT | ARIES WEALTH MANAGEMENT, LLC

CRD#: 175477 / SEC#: 801-86180

RIA

Registered Investment Advisory firm - (4/17/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(4/17/2015)

IAR

Texas
(5/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/9/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/28/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/26/2009

General Securities Representative Examination

Current Firm

ARIES WEALTH MANAGEMENT, LLC

ARIES WEALTH MANAGEMENT | ARIES WEALTH MANAGEMENT, LLC

CRD#: 175477 / SEC#: 801-86180

RIA

Registered Investment Advisory firm - (4/17/2015 Approved)

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Contact information

Main Address

70 Center Street 2nd Floor, Portland, ME 04101

Mailing Address

Phone number

(207) 536-0530

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE - ARIES WEALTH MANAGEMENT, LLC (4/30/2025)

Regulatory assets under management

Total Number of Accounts	593
AUM (Assets Under Management)	$ 530,707,864

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/25/2024	Cover Page	Report
10/19/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jason G. Viola

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Gregory Viola's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARIES WEALTH MANAGEMENT, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

ARIES WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/9/2009

SIE

Date: 4/28/2015

Series 7

Date: 1/26/2009

Current Firm

ARIES WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ARIES WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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