James R. Davis

HILL COUNTRY GROUP

Boerne, TX 78006

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CRD#: 4115545

Professional summary

James Robert Davis, who also goes by Jim Robert Davis, is a registered financial advisor currently at HILL COUNTRY GROUP located in Boerne, Texas.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. James has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim Robert Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Robert Davis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 23, 2020 - Present

HILL COUNTRY GROUP

Office #1: 2 Spencer Road Suite 102, Boerne, TX 78006

RIA

CRD#: 307376

Boerne, TX

Past

November 9, 2017 - January 5, 2021

CALTON & ASSOCIATES, INC.

CRD#: 20999

Boerne, TX

Past

October 4, 2013 - March 13, 2020

WESTPARK WEALTH ADVISORS, INC.

RIA

CRD#: 130914

BOERNE, TX

Past

October 4, 2013 - November 9, 2017

IMS SECURITIES, INC.

CRD#: 35567

BOERNE, TX

Past

November 17, 2010 - October 11, 2013

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

BOERNE, TX

Past

October 25, 2010 - October 11, 2013

NYLIFE SECURITIES LLC

CRD#: 5167

BOERNE, TX

Past

November 19, 2008 - October 19, 2010

WESTPARK WEALTH ADVISORS, INC.

RIA

CRD#: 130914

BOERNE, TX

Past

July 28, 2005 - October 19, 2010

IMS SECURITIES, INC.

CRD#: 35567

BOERNE, TX

Past

January 17, 2000 - July 28, 2005

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HILL COUNTRY GROUP

HILL COUNTRY GROUP | HILL COUNTRY RETIREMENT SOLUTIONS LLC

CRD#: 307376 / SEC#: 801-122675

RIA

Registered Investment Advisory firm - (11/16/2021 Approved)

Texas

Registered Investment Advisory firm - (1/7/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/23/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/25/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/24/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/28/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/14/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HILL COUNTRY GROUP

HILL COUNTRY GROUP | HILL COUNTRY RETIREMENT SOLUTIONS LLC

CRD#: 307376 / SEC#: 801-122675

RIA

Registered Investment Advisory firm - (11/16/2021 Approved)

Texas

Registered Investment Advisory firm - (1/7/2022 Terminated)

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Contact information

Main Address

2 Spencer Road Suite 102, Boerne, TX 78006

Mailing Address

Phone number

(830) 815-2000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - HILL COUNTRY GROUP (2/3/2026)

FORM ADV PART 2A - APPENDIX 1 WRAP FEE PROGRAM BROCHURE - HILL COUNTRY GROUP (2/3/2026)

Regulatory assets under management

Total Number of Accounts	879
AUM (Assets Under Management)	$ 175,519,460

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James R. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Robert Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

CALTON & ASSOCIATES, INC.

WESTPARK WEALTH ADVISORS, INC.

IMS SECURITIES, INC.

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

WESTPARK WEALTH ADVISORS, INC.

IMS SECURITIES, INC.

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

HILL COUNTRY GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 4/25/2008

Series 63

Date: 1/24/2000

SIE

Date: 10/1/2018

Series 7

Date: 2/28/2008

Series 6

Date: 1/14/2000

Current Firm

HILL COUNTRY GROUP

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HILL COUNTRY GROUP

TRUST BUT VERIFY

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