JD
James R. Davis
HILL COUNTRY GROUP
Boerne, TX 78006
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CRD#: 4115545
JD
Professional summary
James Robert Davis, who also goes by Jim Robert Davis, is a registered financial advisor currently at HILL COUNTRY GROUP located in Boerne, Texas.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. James has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jim Robert Davis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
No. 1) Name of Business: StillWater Christian Ministries. Non-Investment related. Address: PO Box 1885, Boerne, TX 78006. Nature of Business: Christian non-profit organization. Position/Title/Relationship: Director. Start Date: 03/2011. Hours per month: 5. Hours per month during Securities trading hours: 0 Duties/Responsibilities: Board of Director.
No. 2) Name of Business: Ft. Worth Football Officials Association. Non-Investment related. Address: PO Box 1665, Ft Worth, TX 76101. Nature of Business: Football Officials Association. Position/Title/Relationship: Member. Start Date: 08/2016. Hours per month: 50. Hours per month during Securities trading hours: 0. Duties/Responsibilities: I officiate football games.
No. 3) Name of Business: Hill Country Group. Investment related. Address: 2 Spencer Rd., Suite 102, Boerne, TX 78006. Nature of Business: We use this as the marketing arm for employee benefits, health insurance, and property & casualty insurance. Position/Title/Relationship: Partner. Start Date: 01/2004. Hours per month: 90. Hours per month during Securities trading hours: 90. Duties/Responsibilities: I am a partner and we provide comprehensive planning, which includes insurance.
No. 4) Name of Business: RRG Consulting, LLC. Non-Investment related. Address: 16453 Field Stone Lane, College Station, TX 77845. Nature of Business: DBA for conflict resolution trainings for corporate businesses and school districts. Position/Title/Relationship: Owner. Start Date: 01/2018. Hours per month: 20. Hours per month during Securities trading hours: 10. Duties/Responsibilities: Present the trainings as well as train some of the presenters. Services offered are training sessions on conflict resolution.
No. 5) Name of Business: RPB Independent Insurance. Non-Investment related. Address: 2 Spencer Rd., Suite 102, Boerne, TX 78006. Nature of Business: DBA for Health and P & C business. Position/Title/Relationship: Partner. Hours per month: 2. Hours per month during Securities trading hours: 2. Duties/Responsibilities: As we get referral opportunities to help clients with P & C and Health Insurance, I communicate that to staff for processing.
CRS (Client Relationship Summary) - RIA
Click below to view James Robert Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 23, 2020 - Present
HILL COUNTRY GROUP
Office #1: 2 Spencer Road Suite 102, Boerne, TX 78006RIA
CRD#: 307376
Boerne, TX
Past
November 9, 2017 - January 5, 2021
CALTON & ASSOCIATES, INC.
BD
CRD#: 20999
Boerne, TX
Past
October 4, 2013 - March 13, 2020
WESTPARK WEALTH ADVISORS, INC.
RIA
CRD#: 130914
BOERNE, TX
Past
October 4, 2013 - November 9, 2017
IMS SECURITIES, INC.
BD
CRD#: 35567
BOERNE, TX
Past
November 17, 2010 - October 11, 2013
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
BOERNE, TX
Past
October 25, 2010 - October 11, 2013
NYLIFE SECURITIES LLC
BD
CRD#: 5167
BOERNE, TX
Past
November 19, 2008 - October 19, 2010
WESTPARK WEALTH ADVISORS, INC.
RIA
CRD#: 130914
BOERNE, TX
Past
July 28, 2005 - October 19, 2010
IMS SECURITIES, INC.
BD
CRD#: 35567
BOERNE, TX
Past
January 17, 2000 - July 28, 2005
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HC
HILL COUNTRY GROUP
HILL COUNTRY GROUP | HILL COUNTRY RETIREMENT SOLUTIONS LLC
CRD#: 307376 / SEC#: 801-122675
RIA
Registered Investment Advisory firm - (11/16/2021 Approved)Texas
Registered Investment Advisory firm - (1/7/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(3/23/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
HC
HILL COUNTRY GROUP
HILL COUNTRY GROUP | HILL COUNTRY RETIREMENT SOLUTIONS LLC
CRD#: 307376 / SEC#: 801-122675
RIA
Registered Investment Advisory firm - (11/16/2021 Approved)Texas
Registered Investment Advisory firm - (1/7/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2 Spencer Road Suite 102, Boerne, TX 78006
Mailing Address
Phone number
(830) 815-2000
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 830 |
| AUM (Assets Under Management) | $ 152,051,697 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
