Bindu M. Patel

USI ADVISORS

Glastonbury, CT 06033

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CRD#: 4115483

Professional summary

Bindu Mukundray Patel, who also goes by Bindu M Patel, Bindu M Patel-dunn, Bindu Mukundray Patel-dunn, Bindu M Patet-dunn, is a registered financial advisor currently at USI ADVISORS located in Glastonbury, Connecticut.

Bindu is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Bindu has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bindu M Patel | Bindu M Patel-Dunn | Bindu Mukundray Patel-Dunn | Bindu M Patet-Dunn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. PIMCO. 650 Newport Center Drive, Newport Beach, CA 92660. Global Investment MGT firm focused on Active Fixed Income Management. Private entity. Investment related organization. No compensation. Advisory Board Member. 40 hours / year during normal trading hours. Start date: 6.28.2019. 2. T. Rowe Price Client Advisory Board. Start date: 3.31.21. 100 East Pratt Street, Baltimore, CA 92660. Global Investment Management firm focused on Active Fixed Income Management. Investment related business. Advisory board member. 40 hours per year - during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bindu Mukundray Patel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 13, 2014 - Present

USI ADVISORS

Office #1: 95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033

RIA

CRD#: 108113

Glastonbury, CT

Past

November 5, 2015 - September 16, 2022

USI SECURITIES, INC.

CRD#: 43793

GLASTONBURY, CT

Past

August 16, 2010 - November 5, 2013

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886

HARTFORD, CT

Past

January 27, 2010 - November 21, 2013

VOYA INVESTMENT MANAGEMENT CO. LLC

RIA

CRD#: 106494

NEW YORK, NY

Past

January 15, 2010 - August 16, 2010

ING INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 21644

HARTFORD, CT

Past

March 28, 2006 - July 24, 2007

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

HARTFORD, CT

Past

April 1, 2003 - September 9, 2004

COLUMBIA MANAGEMENT ADVISORS, INC.

RIA

CRD#: 105842

HARTFORD, CT

Past

October 29, 2002 - April 1, 2003

FLEET INVESTMENT ADVISORS INC.

RIA

CRD#: 108403

HAARTFORD, CT

Past

January 20, 2000 - September 14, 2000

FIS SECURITIES, INC.

CRD#: 30533

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

USI ADVISORS

USI ADVISORS | USICG ADVISORS INC. | USICG ADVISORS INC | USI ADVISORS, INC.

CRD#: 108113 / SEC#: 801-56622

RIA

Registered Investment Advisory firm - (6/18/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(6/13/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/20/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/11/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/27/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

USI ADVISORS

USI ADVISORS | USICG ADVISORS INC. | USICG ADVISORS INC | USI ADVISORS, INC.

CRD#: 108113 / SEC#: 801-56622

RIA

Registered Investment Advisory firm - (6/18/1999 Approved)

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Contact information

Main Address

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033

Mailing Address

Phone number

(860) 633-5283

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (49 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

USIA ADV 2A - JULY 2025 (7/3/2025)

Regulatory assets under management

Total Number of Accounts	1,346
AUM (Assets Under Management)	$ 48,864,913,348

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Bindu M. Patel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bindu Mukundray Patel's CRS (Customer Relationship Summary).

Certified licenses

Experience

USI SECURITIES, INC.

VOYA INVESTMENTS DISTRIBUTOR, LLC

VOYA INVESTMENT MANAGEMENT CO. LLC

ING INVESTMENT MANAGEMENT SERVICES LLC

VOYA FINANCIAL PARTNERS, LLC

COLUMBIA MANAGEMENT ADVISORS, INC.

FLEET INVESTMENT ADVISORS INC.

FIS SECURITIES, INC.

Primary Firm SEC Registration

USI ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 10/20/2001

Series 63

Date: 2/11/2000

SIE

Date: 10/1/2018

Series 6

Date: 3/27/2006

Current Firm

USI ADVISORS

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

USI ADVISORS

TRUST BUT VERIFY

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