Gerald L. Carnill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Lee Carnill was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1974. Gerald had worked at 4 firms and has passed the Series 63, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 1987 - June 28, 1990
USA FINANCIAL GROUP, INC.
March 8, 1985 - September 23, 1987
JNL EQUITY CORP.
June 16, 1978 - January 26, 1979
EQUITY SERVICES, INC.
January 4, 1974 - July 24, 1978
ENTERPRISE FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/27/1973
Registered Representative ExaminationCurrent Firm
USA FINANCIAL GROUP, INC.
CRD#: 17819 / SEC#: , 8-35768
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
