MT
Matthew I. Turner
WESTPARK CAPITAL
Boca Raton, FL 33432
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CRD#: 4114088
MT
Professional summary
Matthew Ian Turner is a registered financial advisor currently at WESTPARK CAPITAL, INC. located in Boca Raton, Florida.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2000. Matthew has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Matthew Ian Turner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 27, 2012 - Present
WESTPARK CAPITAL, INC.
Office #1: 225 Ne Mizner Blvd Suite 530, Boca Raton, FL 33432RIA
BD
CRD#: 39914
Boca Raton, FL
Past
July 12, 2010 - November 16, 2012
LAIDLAW & COMPANY (UK) LTD.
BD
CRD#: 119037
FT. LAUDERDALE, FL
Past
August 28, 2009 - July 8, 2010
JESUP & LAMONT SECURITIES CORP
RIA
CRD#: 39056
FT. LAUDERDALE, FL
Past
March 17, 2009 - July 8, 2010
JESUP & LAMONT SECURITIES CORP
BD
CRD#: 39056
FT. LAUDERDALE, FL
Past
November 22, 2006 - March 27, 2009
GUNNALLEN FINANCIAL, INC
RIA
CRD#: 17609
FT. LAUDERDALE, FL
Past
April 29, 2002 - March 27, 2009
GUNNALLEN FINANCIAL, INC
BD
CRD#: 17609
FT. LAUDERDALE, FL
Past
August 10, 2001 - May 3, 2002
FIRST MONTAUK SECURITIES CORP.
BD
CRD#: 13755
RED BANK, NJ
Past
May 15, 2000 - August 28, 2001
FIRST LIBERTY INVESTMENT GROUP, INC.
BD
CRD#: 3536
PHILADELPHIA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WC
WESTPARK CAPITAL, INC.
COAST CAPITAL WEALTH MANAGEMENT | WESTPARK CAPITAL, INC. | QUIVER FINANCIAL | PACIFIC CREST FINANCIAL | MEYERS FINANCIAL GROUP | MASON FINANCIAL PARTNERS | HARVARD FUNDING GROUP, INC. | FORETHOUGHT FINANCIAL | DUKES WEALTH MANAGEMENT INC. | DILIGENT FINANCIAL GROUP | DILIGENT FINANCIAL
CRD#: 39914 / SEC#: 801-108275, 8-48898
RIA
Registered Investment Advisory firm - SEC (9/7/2016 Approved)California
Registered Investment Advisory firm - SEC (10/14/2016 Terminated)New York
Registered Investment Advisory firm - SEC (9/14/2016 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/27/2012)
RR
Delaware(6/16/2014)
RR
Florida(11/27/2012)
RR
Georgia(6/24/2020)
RR
Idaho(1/3/2013)
RR
Illinois(11/27/2012)
RR
Indiana(11/28/2012)
RR
Iowa(11/29/2012)
RR
Louisiana(4/8/2013)
RR
New Jersey(6/24/2014)
RR
New Mexico(1/2/2013)
RR
New York(11/27/2012)
RR
North Carolina(7/1/2015)
RR
Ohio(11/7/2013)
RR
Pennsylvania(11/27/2012)
RR
South Carolina(6/30/2015)
RR
Texas(11/27/2012)
RR
Virgin Islands(1/13/2021)
RR
Virginia(1/2/2013)
RR
West Virginia(6/22/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WC
WESTPARK CAPITAL, INC.
COAST CAPITAL WEALTH MANAGEMENT | WESTPARK CAPITAL, INC. | QUIVER FINANCIAL | PACIFIC CREST FINANCIAL | MEYERS FINANCIAL GROUP | MASON FINANCIAL PARTNERS | HARVARD FUNDING GROUP, INC. | FORETHOUGHT FINANCIAL | DUKES WEALTH MANAGEMENT INC. | DILIGENT FINANCIAL GROUP | DILIGENT FINANCIAL
CRD#: 39914 / SEC#: 801-108275, 8-48898
RIA
Registered Investment Advisory firm - SEC (9/7/2016 Approved)California
Registered Investment Advisory firm - SEC (10/14/2016 Terminated)New York
Registered Investment Advisory firm - SEC (9/14/2016 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
1800 Century Park East 22nd Floor, New York, NY 10017
Mailing Address
1800 Century Park East Suite 220, Los Angeles, CA 90067
Phone number
(310) 843-9300
Established
Michigan since 09/05/2025
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
15
SEC notice filing (21 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 234 |
| AUM (Assets Under Management) | $ 47,569,260 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WESTPARK CAPITAL, INC.
CRD#: 39914Boca Raton, FL 33432TRUST BUT VERIFY
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