Scott K. Anderson

SCOTT ANDERSON FINANCIAL

NEWPORT BEACH, CA

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CRD#: 4113189

Professional summary

Scott Kight Anderson JR., CFP® is a registered financial advisor currently at SCOTT ANDERSON FINANCIAL, INC. located in Newport Beach, California and GW FINANCIAL located in Newport Beach, California.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Scott has worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.

Biography

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Question & Answer

What are your service offerings?

Tax Planning

Comprehensive Financial Planni...

Investment Planning

Retirement Planning

Retirement Income Management

Do you have an area of expertise or specialization?

Business Owners

Investment Advice with Ongoing...

Investment Advice without Ongo...

Retirement Plan Investment Adv...

Retirement Planning & Distribu...

Tax Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INSTRUCTOR IN ACCOUNTING - CHAPMAN UNIVERSITY 16 HOURS PER WEEK WHEN TEACHING; AFTERNOONS NOT DURING DURING TRADING HOURS 2) PERSONAL TAX CLIENTS AS CPA/ENROLLED AGENT SINCE 2/15/06. 500 HRS/YRLY AND 400 HRS/YEARLY DURING TRADE HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Kight Anderson JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

October 31, 2013 - Present

SCOTT ANDERSON FINANCIAL, INC.

RIA

CRD#: 134243

NEWPORT BEACH, CA

Current

July 25, 2014 - Present

GW FINANCIAL

RIA

CRD#: 110478

NEWPORT BEACH, CA

Past

October 24, 2005 - December 31, 2012

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

NEWPORT BEACH, CA

Past

July 8, 2005 - December 31, 2012

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

NEWPORT BEACH, CA

Past

March 6, 2000 - February 21, 2001

NEWPORT COAST SECURITIES, INC.

CRD#: 16944

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GW FINANCIAL

GLENN WOODY FINANCIAL CONSULTANTS INC | GW FINANCIAL, INC. | GW FINANCIAL

CRD#: 110478 / SEC#: 801-18321

RIA

Registered Investment Advisory firm - (1/28/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/31/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/3/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/1/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/7/2005

General Securities Representative Examination

Current Firm

GW FINANCIAL

GLENN WOODY FINANCIAL CONSULTANTS INC | GW FINANCIAL, INC. | GW FINANCIAL

CRD#: 110478 / SEC#: 801-18321

RIA

Registered Investment Advisory firm - (1/28/1983 Approved)

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Contact information

Main Address

5470 Kietzke Lane Suite 300, Reno, NV 89511

Mailing Address

18124 Wedge Parkway #453, Reno, NV 89511

Phone number

(714) 850-0534

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GW FINANCIAL, INC. FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	252
AUM (Assets Under Management)	$ 110,336,840

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Scott K. Anderson

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Kight Anderson JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

GW FINANCIAL

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

NEWPORT COAST SECURITIES, INC.

Primary Firm SEC Registration

GW FINANCIAL

State Registrations and Notice Filings

Exams

Series 66

Date: 9/3/2005

Series 63

Date: 5/1/2000

Series 7

Date: 7/7/2005

Current Firm

GW FINANCIAL

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GW FINANCIAL

TRUST BUT VERIFY

Contact information

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