CM
Christopher J. Mccoy
RMR WEALTH BUILDERS
FAIRFIELD, CT
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CRD#: 4113108
CM
Professional summary
Christopher Joseph Mccoy is a registered financial advisor currently at RMR WEALTH BUILDERS, INC. located in Fairfield, Connecticut.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Christopher has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name of Business: Fairfield CT Parks and Recreation Commission. Non-Investment related. Address: 75 Mill Plain Rd, Fairfield, CT 06824. Nature of Business: Parks and Recreation programs and facilities. Position/Title/Relationship: Commissioner. Hours per month: 5. Hours per month during Securities trading hours: 0. Duties/Responsibilities: The parks and Rec Commission consults with the Parks and Rec director and makes recommendations to the Town Bodies regarding policies for planning, development and use of the Town's Parks and Rec Programs and facilities. 2) Name of Business: Gerson Lehrman Group. Non-Investment related. Address: 60 East 42nd St., 3rd Floor, New York, New York 10165. Nature of Business: Research Firm. Position/Title/Relationship: Consultant. Hours per month: 1. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Consulting with clients leading investment firms, corporations, consultancies, and not-for-profit organizations on an as-needed basis. 3) Name of Business: HR Ease, LLC. Non-Investment related. Address: 1715 N Westshore Blvd, #200, Tampa, FL 33607. Nature of Business: Benefit Administration Platform. Position/Title/Relationship: Member. Hours per month: 5. Hours per month during Securities trading hours: 5. Duties/Responsibilities: I am a member in HR Ease, LLC which is part of a series of outside business activities and transactions that are currently part of my disclosed activities. My responsibilities will be to assist in the growth and development of the company. 4) Name of Business: Fairfield Republican Town Committee. Non-Investment related. Address: 26 Barlow Plain Dr., Fairfield, CT 06824. Nature of Business: Political. Position/Title/Relationship: District 7 Representative. Hours per month: 5. Hours per month during Securities trading hours: 0. Duties/Responsibilities: I represent the people of District 7 in the town of Fairfield, CT. 5) Name of Business: Christopher J McCoy. Non-Investment related. Address: 26 Barlow Plain Dr., Fairfield, CT 06824. Nature of Business: Medicare Health Insurance. Position/Title/Relationship: Independent Contractor. Start Date: 03/01/2019. Hours per month: 5. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Provide Medicare solutions for retirees and those turning age 65.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Joseph Mccoy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 22, 2019 - Present
RMR WEALTH BUILDERS, INC.
RIA
CRD#: 169005
FAIRFIELD, CT
Past
February 10, 2015 - January 22, 2019
CALTON & ASSOCIATES, INC.
RIA
CRD#: 20999
Montclair, NJ
Past
August 31, 2012 - December 20, 2022
CALTON & ASSOCIATES, INC.
BD
CRD#: 20999
Montclair, NJ
Past
April 25, 2007 - September 5, 2012
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
TEANECK, NJ
Past
January 24, 2000 - May 29, 2007
EASTBROOK CAPITAL GROUP LLC
BD
CRD#: 39781
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
RMR WEALTH BUILDERS, INC.
RMR WEALTH BUILDERS, INC | RUSSO JR, JOSEPH JAMES | RMR WEALTH BUILDERS, INC.
CRD#: 169005 / SEC#: 801-80404
RIA
Registered Investment Advisory firm - (10/14/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(1/22/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
RW
RMR WEALTH BUILDERS, INC.
RMR WEALTH BUILDERS, INC | RUSSO JR, JOSEPH JAMES | RMR WEALTH BUILDERS, INC.
CRD#: 169005 / SEC#: 801-80404
RIA
Registered Investment Advisory firm - (10/14/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
111 Grove Street Suite 203, Montclair, NJ 07042
Mailing Address
Phone number
(201) 836-2460
Established
Firm type
Fiscal year end
# of Employees
49
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,428 |
| AUM (Assets Under Management) | $ 2,199,565,329 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
