Gary R. Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Ray Lee, who also goes by Ray Lee Jr, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 2000. Gary had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2011 - May 4, 2012
CALLAWAY FINANCIAL SERVICES
January 25, 2010 - November 19, 2010
THE HELIX FINANCIAL GROUP
March 7, 2006 - January 20, 2010
GUNNALLEN FINANCIAL, INC
July 20, 2001 - January 20, 2010
GUNNALLEN FINANCIAL, INC
February 8, 2000 - July 24, 2001
FOX & COMPANY INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CALLAWAY FINANCIAL SERVICES
CRD#: 114438 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
