Robert B. Sathe

MCF ADVISORS

LEXINGTON, KY 40507

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CRD#: 411195

Professional summary

Robert Bruce Sathe, who also goes by Bob B Sathe, is a registered financial advisor currently at MCF ADVISORS, LLC located in Lexington, Kentucky.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1971. Robert has worked at 6 firms and has passed the Series 66, Series 63, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob B Sathe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.CORPOREX FAMILY OF COMPANIES / INVESTMENT-RELATED: YES / 100 E. RIVERCENTER BLVD, #1100, COVINGTON, KY 41011 / NATURE OF BUSINESS: COMMERCIAL REAL ESTATE / TITLE: BOARD OF DIRECTORS / START DATE: 1/1/2000 / HOURS PER MONTH: <10 / HOURS PER MONTH DURING SECURITIES TRADING HOURS: <5 / DUTIES: ADVISORY 1.ROEBLING CAPITAL PARTNERS / INVESTMENT-RELATED: YES / 100 E. RIVERCENTER BLVD, #1100, COVINGTON, KY 41011 / NATURE OF BUSINESS: PRIVATE PLACEMENT / TITLE: MEMBER / START DATE: 3/1/2020 / HOURS PER MONTH: <5 / HOURS PER MONTH DURING SECURITIES TRADING HOURS: <5 / DUTIES: MEMBER

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Bruce Sathe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 5, 2017 - Present

MCF ADVISORS, LLC

Office #1: 333 West Vine Street Suite 1740, Lexington, KY 40507

RIA

CRD#: 130372

LEXINGTON, KY

Past

April 17, 2006 - December 31, 2008

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

COVINGTON, KY

Past

February 24, 2004 - December 31, 2016

MCF ADVISORS, LLC

RIA

CRD#: 130372

COVINGTON, KY

Past

July 7, 2000 - April 18, 2006

FSC SECURITIES CORPORATION

CRD#: 7461

COVINGTON, KY

Past

May 18, 2000 - March 12, 2004

MID CENTRAL FINANCIAL ADVISORS, INC.

RIA

CRD#: 119668

COVINGTON, KY

Past

June 1, 1998 - July 11, 2000

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

February 17, 1971 - June 1, 1998

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MCF ADVISORS, LLC

D/B/A MCF | MCF ADVISORS, LLC | D/B/A MCF PRIVATE INVESTMENTS | D/B/A MCF INSTITUTIONAL

CRD#: 130372 / SEC#: 801-62765

RIA

Registered Investment Advisory firm - (2/6/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(1/5/2017)

IAR

Ohio
(1/5/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/3/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/28/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 1

Date: 2/11/1971

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/28/1984

General Securities Principal Examination

Current Firm

MCF ADVISORS, LLC

D/B/A MCF | MCF ADVISORS, LLC | D/B/A MCF PRIVATE INVESTMENTS | D/B/A MCF INSTITUTIONAL

CRD#: 130372 / SEC#: 801-62765

RIA

Registered Investment Advisory firm - (2/6/2004 Approved)

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Contact information

Main Address

333 West Vine Street Suite 1740, Lexington, KY 40507

Mailing Address

Phone number

(859) 967-0999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MCF FORM ADV PART 2A (10/6/2025)

Regulatory assets under management

Total Number of Accounts	5,193
AUM (Assets Under Management)	$ 3,329,345,692

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/10/2025	Cover Page	Report
01/31/2024	Cover Page	Report
01/11/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert B. Sathe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Bruce Sathe's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

MCF ADVISORS, LLC

FSC SECURITIES CORPORATION

MID CENTRAL FINANCIAL ADVISORS, INC.

OSAIC FA, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

MCF ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/3/2002

Series 63

Date: 7/28/1983

Series 1

Date: 2/11/1971

Series 24

Date: 12/28/1984

Current Firm

MCF ADVISORS, LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MCF ADVISORS, LLC

TRUST BUT VERIFY

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