Alexis L. Brown
Professional summary
Alexis Lannie Brown, who also goes by Alexis L Brown, Alexis Laney Brown, Alexis Lannie Brown Ms., is a registered financial advisor currently at BROWN AND BROWN FINANCIAL SERVICES, INC. located in Dallas, Texas and BROWN AND BROWN SECURITIES, INC. located in Dallas, Texas.
Alexis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Alexis has worked at 6 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 51, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alexis Lannie Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2010 - Present
BROWN AND BROWN FINANCIAL SERVICES, INC.
Office #1: 6440 North Central Expressway #107, Dallas, TX 75206July 7, 2010 - Present
BROWN AND BROWN SECURITIES, INC.
Office #1: 6440 North Central Expressway #107, Dallas, TX 75206March 15, 2010 - April 1, 2010
WELLS FARGO CLEARING SERVICES, LLC
March 15, 2010 - April 1, 2010
WELLS FARGO CLEARING SERVICES, LLC
October 23, 2009 - March 9, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - March 9, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 18, 2009 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 18, 2009 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 6, 2009 - March 5, 2009
BROWN AND BROWN SECURITIES, INC.
June 6, 2007 - January 2, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 14, 2007 - January 2, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 8, 2007 - May 3, 2007
BROWN AND BROWN SECURITIES, INC.
August 15, 2005 - December 7, 2005
CALVERT INVESTMENT DISTRIBUTORS, INC.
December 9, 2003 - July 8, 2005
BROWN AND BROWN SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/11/2020)
(8/11/2020)
(8/11/2020)
(8/11/2020)
(8/11/2020)
(8/4/2025)
(11/28/2023)
(8/11/2020)
(7/7/2010)
(7/7/2010)
(8/11/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 3/12/2015
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
BROWN AND BROWN FINANCIAL SERVICES, INC.
CRD#: 105392 / SEC#: 801-23005
Contact information
Regulatory assets under management
| Total Number of Accounts | 121 |
| AUM (Assets Under Management) | $ 81,202,871 |
Red Flags
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Company Information
BROWN AND BROWN FINANCIAL SERVICES, INC.
CRD#: 105392Dallas, TX 75206TRUST BUT VERIFY
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