John P. Sass
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Paul Sass, who also goes by Jack Paul Sass, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1970. John had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2000 - October 6, 2020
ABACUS INVESTMENTS, INC.
March 5, 1993 - November 2, 2000
NI SECURITIES CORP.
June 14, 1989 - March 8, 1993
ACS SECURITIES CORP.
August 12, 1985 - June 15, 1989
DRAKE & COMPANY INVESTMENT SERVICES, INC.
January 23, 1985 - June 20, 1985
FRANCIS MANZO & COMPANY, INCORPORATED
April 7, 1970 - July 20, 1977
ALLSTATE ENTERPRISES MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/31/1970
Registered Representative ExaminationCurrent Firm
ABACUS INVESTMENTS, INC.
CRD#: 35127 / SEC#: , 8-46571
Contact information
FINRA licenses (16 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONEY CONCEPTS INTERNATIONAL, INC. | OWNER | |
| HOHENSEE, FREDERICK EARL | PRESIDENT - CHIEF COMPLIANCE OFFICER | 1431948 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
