Matthew A. Duncan

DONALDSON CAPITAL MANAGEMENT

ALPHARETTA, GA 30005

CRD#: 4110496

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Professional summary

Matthew Allen Duncan is a registered financial advisor currently at DONALDSON CAPITAL MANAGEMENT LLC located in Alpharetta, Georgia.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Matthew has worked at 8 firms and has passed the Series 65, Series 66, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Allen Duncan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 3, 2026 - Present

DONALDSON CAPITAL MANAGEMENT LLC

Office #1: 3460 Preston Ridge Rd Suite 500, Alpharetta, GA 30005

RIA

CRD#: 106131

ALPHARETTA, GA

Past

February 15, 2022 - April 14, 2022

FISHER INVESTMENTS

RIA

CRD#: 107342

CUMMING, GA

Past

March 5, 2012 - March 7, 2017

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

ALPHARETTA, GA

Past

March 5, 2012 - October 7, 2021

TD AMERITRADE, INC.

RIA

CRD#: 7870

CUMMING, GA

Past

April 1, 2008 - October 7, 2021

TD AMERITRADE, INC.

CRD#: 7870

ALPHARETTA, GA

Past

October 29, 2002 - September 22, 2003

E*TRADE ADVISORY SERVICES, INC.

RIA

CRD#: 111178

RANCHO CORDOVA, CA

Past

November 16, 2001 - April 1, 2008

E*TRADE SECURITIES LLC

CRD#: 29106

ALPHARETTA, GA

Past

March 13, 2001 - June 15, 2001

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

March 8, 2000 - December 5, 2000

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DONALDSON CAPITAL MANAGEMENT LLC

CRD#: 106131 / SEC#: 801-48479

RIA

Registered Investment Advisory firm - (2/10/1995 Approved)

Indiana

Registered Investment Advisory firm - (5/27/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(6/3/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/15/2026

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/1/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/12/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/7/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/24/2020

General Securities Principal Examination

Current Firm

DONALDSON CAPITAL MANAGEMENT LLC

CRD#: 106131 / SEC#: 801-48479

RIA

Registered Investment Advisory firm - (2/10/1995 Approved)

Indiana

Registered Investment Advisory firm - (5/27/2003 Terminated)

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Contact information

Main Address

20 Northwest First Street Fifth Floor, Evansville, IN 47708

Mailing Address

Phone number

(812) 421-3211

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DCM PART 2 WRAP BROCHURE (3/24/2025)

DONALDSON CAPITAL MANAGEMENT FIRM BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	1,742
AUM (Assets Under Management)	$ 3,096,851,374

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew A. Duncan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Allen Duncan's CRS (Customer Relationship Summary).

Certified licenses

Experience

FISHER INVESTMENTS

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

E*TRADE ADVISORY SERVICES, INC.

E*TRADE SECURITIES LLC

LPL FINANCIAL LLC

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

DONALDSON CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/15/2026

Series 66

Date: 3/1/2012

SIE

Date: 10/1/2018

Series 31

Date: 4/12/2000

Series 7

Date: 3/7/2000

Series 24

Date: 7/24/2020

Current Firm

DONALDSON CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (32 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DONALDSON CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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