John W. Bucher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John William Bucher was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2000. John had worked at 11 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2019 - July 7, 2020
SUPREME ALLIANCE LLC
August 9, 2018 - June 5, 2019
LOMBARD SECURITIES INCORPORATED
July 30, 2018 - August 6, 2018
NEWBRIDGE SECURITIES CORPORATION
January 9, 2018 - July 16, 2018
INTERNATIONAL ASSETS ADVISORY, LLC
July 26, 2016 - December 31, 2017
GROVE POINT INVESTMENTS, LLC
June 1, 2015 - August 2, 2016
INVESTORS CAPITAL CORP.
March 17, 2015 - May 15, 2015
PARKLAND SECURITIES, LLC
December 7, 2012 - March 13, 2015
SECURITIES MANAGEMENT & RESEARCH, INC.
December 1, 2006 - December 3, 2012
QUESTAR CAPITAL CORPORATION
November 22, 2004 - December 1, 2006
USALLIANZ SECURITIES, INC.
March 20, 2000 - October 1, 2004
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
SUPREME ALLIANCE LLC
CRD#: 45348 / SEC#: 801-108980, 8-51046
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUPREME ALLIANCE LLC
CRD#: 45348 / SEC#: 801-108980, 8-51046
Contact information
SEC notice filing (37 States and Territories)
FINRA licenses (45 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSURANCE DISTRIBUTION CONSULTING LLC | OWNER | |
| HUSBANDS, ROGER BRENT | COMPLIANCE PRINCIPAL | 845110 |
| JONES, MICHAEL WASHINGTON | FINOP / CEO / CCO |
Regulatory assets under management
| Total Number of Accounts | 77 |
| AUM (Assets Under Management) | $ 18,279,631 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.