Charles J. Whitesell

BTIG

New York, NY 10022

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CRD#: 4110235

Professional summary

Charles Joseph Whitesell, who also goes by Charles J Whitesell, Charles J. Whitesell, Chuck Whitesell, is a registered financial professional currently at BTIG, LLC located in New York, New York.

Charles is registered as a RR (Registered Representative) and started their career in finance in 2000. Charles has worked at 8 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 79, Series 16, Series 86, Series 87, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Charles J Whitesell | Charles J. Whitesell | Chuck Whitesell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles Joseph Whitesell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 25, 2025 - Present

BTIG, LLC

Office #1: Park Avenue Tower 65 East 55th Street, New York, NY 10022

CRD#: 122225

New York, NY

Past

September 14, 2015 - February 22, 2024

WELLS FARGO SECURITIES, LLC

CRD#: 126292

New York, NY

Past

May 17, 2011 - August 31, 2015

BMO CAPITAL MARKETS CORP.

CRD#: 16686

NEW YORK, NY

Past

September 22, 2008 - February 11, 2011

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

March 10, 2005 - September 22, 2008

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

April 6, 2004 - March 16, 2005

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Past

July 9, 2002 - April 14, 2004

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

November 3, 2000 - July 2, 2002

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

February 28, 2000 - November 3, 2000

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(8/25/2025)

Exams

State Security Law Exam

Series 63

Date: 3/10/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 7/20/2017

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 16

Date: 12/23/2015

NYSE Supervisory Analyst Examination

General Industry/Product Exam

Series 86

Date: 2/7/2005

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 12/9/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 2/26/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 8/28/2018

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/31/2015

General Securities Principal Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

MEMX LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq Stock Market

Current Firm

BTIG, LLC

BASS TRADING, LLC | BTIG, LLC | BTIG ELECTRONIC TRADING | BAYPOINT TRADING, LLC

CRD#: 122225 / SEC#: , 8-65473

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

350 Bush Street 9th Floor, San Francisco, CA 94104

Mailing Address

350 Bush Street 9th Floor, San Francisco, CA 94104

Phone number

(415) 248-2200

Established

Delaware since 06/05/2002

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CONDOR TRADING LP	MANAGER/MEMBER
CZEPIEL, KYLE ROBERT	CHIEF OPERATING OFFICER	2360785
ENDRES, BRIAN KENNETH	CFO/FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	2673131
HAMILTON, AUSTIN	CHIEF COMPLIANCE OFFICER	2592315
LEROY, ANTON MAURICE	CHIEF EXECUTIVE OFFICER	2862204

Disclosures

Regulatory Event	11
Civil Event	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles J. Whitesell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Charles Joseph Whitesell's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO SECURITIES, LLC

BMO CAPITAL MARKETS CORP.

BARCLAYS CAPITAL INC.

LEHMAN BROTHERS INC.

PIPER SANDLER & CO.

LEHMAN BROTHERS INC.

UBS SECURITIES LLC

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/10/2000

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 79

Date: 7/20/2017

Series 16

Date: 12/23/2015

Series 86

Date: 2/7/2005

Series 87

Date: 12/9/2004

Series 7

Date: 2/26/2000

Series 4

Date: 8/28/2018

Series 24

Date: 12/31/2015

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

Cboe Exchange, Inc.

FINRA

Investors' Exchange LLC

MEMX LLC

NYSE Arca, Inc.

Nasdaq ISE, LLC

Nasdaq Stock Market

Current Firm

BTIG, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BTIG, LLC

TRUST BUT VERIFY

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