Rodney M. Beary
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rodney Matthew Beary was a registered financial professional .
Rodney is a previously registered financial professional and started their career in finance in 2000. Rodney had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2017 - July 23, 2024
BALBOA WEALTH PARTNERS, INC.
March 31, 2006 - December 31, 2011
AXIS ADVISORS, INC.
August 21, 2002 - December 27, 2016
GIRARD SECURITIES, INC.
August 21, 2002 - January 4, 2017
GIRARD SECURITIES, INC.
August 23, 2001 - September 12, 2002
SPELMAN & CO., INC.
May 11, 2001 - September 12, 2002
SPELMAN & CO., INC.
January 12, 2000 - May 23, 2001
INVESCO CAPITAL MARKETS, INC.
Primary Firm SEC Registration
BALBOA WEALTH PARTNERS, INC.
CRD#: 282329 / SEC#: 801-107029
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BALBOA WEALTH PARTNERS, INC.
CRD#: 282329 / SEC#: 801-107029
Contact information
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,416 |
| AUM (Assets Under Management) | $ 1,035,233,034 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
