Michael D. Ratliff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Devon Ratliff was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2000. Michael had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2018 - October 29, 2018
THE CHAMPION GROUP, INC.
February 27, 2018 - May 25, 2018
TD AMERITRADE, INC.
February 26, 2018 - May 25, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - May 25, 2018
TD AMERITRADE, INC.
February 6, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
December 16, 2016 - February 26, 2018
SCOTTRADE, INC.
March 17, 2015 - March 1, 2016
HALEN CAPITAL
October 25, 2004 - October 11, 2013
ADVISORS ASSET MANAGEMENT, INC.
March 12, 2003 - October 11, 2013
ADVISORS ASSET MANAGEMENT, INC.
August 30, 2000 - December 6, 2002
MORGAN STANLEY DW INC.
August 30, 2000 - December 6, 2002
MORGAN STANLEY DW INC.
June 27, 2000 - July 14, 2000
IDS LIFE INSURANCE COMPANY
June 27, 2000 - July 14, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE CHAMPION GROUP, INC.
CRD#: 23418 / SEC#: , 8-40417
Contact information
FINRA licenses (46 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
