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MM

Midquel D. Mcclendon

WEALTHFORGE SECURITIES
Richmond, VA 23230
Some features on this profile are disabled
CRD#: 4110149
MM

Professional summary


Midquel Delafeyette Mcclendon, who also goes by Cain Mcclendon, Mick Mcclendon, Mickey Mcclendon, Midquel Mcclendon, Midquel Delafeyette Mcclendon, is a registered financial professional currently at WEALTHFORGE SECURITIES, LLC located in Richmond, Virginia.

Midquel is registered as a RR (Registered Representative) and started their career in finance in 2000. Midquel has worked at 11 firms and has passed the Series 66, Series 63, Series 6TO, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Cain Mcclendon | Mick Mcclendon | Mickey Mcclendon | Midquel Mcclendon | Midquel Delafeyette Mcclendon

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Midquel Delafeyette Mcclendon's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 25, 2025 - Present

WEALTHFORGE SECURITIES, LLC

Office #1: 3015 W Moore Street Suite 102, Richmond, VA 23230
BD
CRD#: 152550
Richmond, VA
Past

April 18, 2025 - November 14, 2025

METRIC FINANCIAL, LLC

BD
CRD#: 33324
ATLANTA, GA
Past

September 28, 2023 - April 23, 2025

CCO CAPITAL, LLC

BD
CRD#: 31147
PHOENIX, AZ
Past

October 29, 2019 - September 14, 2023

INLAND SECURITIES CORPORATION

BD
CRD#: 15807
OAK BROOK, IL
Past

October 7, 2019 - October 17, 2019

JCC CAPITAL MARKETS, LLC

BD
CRD#: 146776
Dallas, TX
Past

January 15, 2019 - August 9, 2019

CALTON & ASSOCIATES, INC.

RIA
CRD#: 20999
TAMPA, FL
Past

January 2, 2019 - August 9, 2019

CALTON & ASSOCIATES, INC.

BD
CRD#: 20999
TAMPA, FL
Past

July 11, 2018 - November 8, 2018

NOVA WEALTH MANAGEMENT, INC.

RIA
CRD#: 169450
BONITA SPRINGS, FL
Past

October 9, 2012 - March 19, 2018

NORTHSTAR SECURITIES, LLC

BD
CRD#: 150409
GREENWOOD VILLAGE, CO
Past

May 11, 2004 - July 6, 2012

WELLS INVESTMENT SECURITIES,INC.

BD
CRD#: 15252
NORCROSS, GA
Past

December 15, 2000 - July 25, 2003

GPC SECURITIES, INC.

BD
CRD#: 14007
ATLANTA, GA
Past

February 3, 2000 - August 28, 2000

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305
EDISON, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(11/25/2025)
RR
Alaska
(1/20/2026)
RR
Arizona
(1/7/2026)
RR
Arkansas
(12/15/2025)
RR
California
(1/9/2026)
RR
Colorado
(1/8/2026)
RR
Connecticut
(1/7/2026)
RR
Delaware
(1/7/2026)
RR
District of Columbia
(1/8/2026)
RR
Florida
(11/25/2025)
RR
Georgia
(11/25/2025)
RR
Hawaii
(1/8/2026)
RR
Idaho
(1/8/2026)
RR
Illinois
(1/13/2026)
RR
Indiana
(1/22/2026)
RR
Iowa
(1/7/2026)
RR
Kansas
(1/7/2026)
RR
Kentucky
(1/8/2026)
RR
Louisiana
(1/7/2026)
RR
Maine
(1/7/2026)
RR
Maryland
(1/13/2026)
RR
Massachusetts
(1/8/2026)
RR
Michigan
(1/9/2026)
RR
Minnesota
(1/7/2026)
RR
Mississippi
(11/25/2025)
RR
Missouri
(1/7/2026)
RR
Montana
(1/14/2026)
RR
Nebraska
(1/8/2026)
RR
Nevada
(1/7/2026)
RR
New Hampshire
(1/7/2026)
RR
New Jersey
(1/7/2026)
RR
New Mexico
(1/8/2026)
RR
New York
(11/25/2025)
RR
North Carolina
(1/9/2026)
RR
North Dakota
(1/15/2026)
RR
Ohio
(1/7/2026)
RR
Oklahoma
(1/12/2026)
RR
Oregon
(1/13/2026)
RR
Pennsylvania
(1/8/2026)
RR
Puerto Rico
(11/25/2025)
RR
Rhode Island
(1/8/2026)
RR
South Carolina
(1/12/2026)
RR
South Dakota
(1/7/2026)
RR
Tennessee
(1/12/2026)
RR
Texas
(1/14/2026)
RR
Utah
(1/12/2026)
RR
Vermont
(1/7/2026)
RR
Virgin Islands
(1/7/2026)
RR
Virginia
(11/25/2025)
RR
Washington
(1/8/2026)
RR
West Virginia
(1/8/2026)
RR
Wisconsin
(1/7/2026)
RR
Wyoming
(1/7/2026)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 6/7/2018
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 4/18/2025
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 4/18/2025
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


WS
WEALTHFORGE SECURITIES, LLC
WEALTHFORGE | WEALTHFORGE, LLC | WEALTHFORGE SECURITIES, LLC

CRD#: 152550 / SEC#: , 8-68464

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
3015 W Moore St Suite 102, Richmond, VA 23230
Mailing Address
3015 W Moore St Suite 102, Richmond, VA 23230
Phone number
(804) 308-0431
Established
Virginia since 07/28/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
WEALTHFORGE HOLDINGS, INC.PARENT
ARLES, DONNA DIPIETROCFO, PFO, POO6489389
RAPER, JAMES LEROY JRCCO, COO5721253
ROBBINS, GEORGE WILLIAM IVCEO2440106

Disclosures


Regulatory Event3
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WEALTHFORGE SECURITIES, LLC

CRD#: 152550Richmond, VA 23230

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