Midquel D. Mcclendon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Midquel Delafeyette Mcclendon, who also goes by Cain Mcclendon, Mick Mcclendon, Mickey Mcclendon, Midquel Mcclendon, Midquel Delafeyette Mcclendon, was a registered financial professional .
Midquel is a previously registered financial professional and started their career in finance in 2000. Midquel had worked at 11 firms and has passed the Series 66, Series 63, Series 6TO, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 25, 2025 - July 13, 2026
WEALTHFORGE SECURITIES, LLC
April 18, 2025 - November 14, 2025
METRIC FINANCIAL, LLC
September 28, 2023 - April 23, 2025
CCO CAPITAL, LLC
October 29, 2019 - September 14, 2023
INLAND SECURITIES CORPORATION
October 7, 2019 - October 17, 2019
JCC CAPITAL MARKETS, LLC
January 15, 2019 - August 9, 2019
CALTON & ASSOCIATES, INC.
January 2, 2019 - August 9, 2019
CALTON & ASSOCIATES, INC.
July 11, 2018 - November 8, 2018
NOVA WEALTH MANAGEMENT, INC.
October 9, 2012 - March 19, 2018
NORTHSTAR SECURITIES, LLC
May 11, 2004 - July 6, 2012
WELLS INVESTMENT SECURITIES,INC.
December 15, 2000 - July 25, 2003
GPC SECURITIES, INC.
February 3, 2000 - August 28, 2000
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 4/18/2025
Investment Company Products/Variable Contracts Representative ExaminationSeries 99TO
Date: 4/18/2025
Operations Professional ExaminationCurrent Firm
WEALTHFORGE SECURITIES, LLC
CRD#: 152550 / SEC#: , 8-68464
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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