Justin R. Collazo

ALETHEIA ANALYST NETWORK LIMITED

Austin, TX 78701

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CRD#: 4110141

Professional summary

Justin Ramiro Collazo is a registered financial advisor currently at ALETHEIA ANALYST NETWORK LIMITED located in Austin, Texas.

Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Justin has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Ramiro Collazo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 26, 2020 - Present

ALETHEIA ANALYST NETWORK LIMITED

Office #1: 501 Congress Ave Suite 150, Austin, TX 78701

RIA

CRD#: 172882

Austin, TX

Past

July 9, 2013 - August 21, 2019

MIZUHO SECURITIES USA LLC

CRD#: 19647

NEW YORK, NY

Past

December 12, 2011 - June 19, 2013

CANTOR FITZGERALD & CO.

CRD#: 134

NEW YORK, NY

Past

January 14, 2008 - December 16, 2011

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

July 19, 2004 - January 14, 2008

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

November 18, 2002 - July 21, 2004

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

April 20, 2000 - December 16, 2002

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

February 21, 2000 - April 11, 2000

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

February 21, 2000 - April 11, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALETHEIA ANALYST NETWORK LIMITED

ALETHEIA ANALYST NETWORK LIMITED | IND-X SECURITIES (ASIA) LIMITED | IND-X ADVISORS LIMTED | IND-X

CRD#: 172882 / SEC#: 801-80417

RIA

Registered Investment Advisory firm - (10/16/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/26/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/4/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/19/2000

General Securities Representative Examination

Current Firm

ALETHEIA ANALYST NETWORK LIMITED

ALETHEIA ANALYST NETWORK LIMITED | IND-X SECURITIES (ASIA) LIMITED | IND-X ADVISORS LIMTED | IND-X

CRD#: 172882 / SEC#: 801-80417

RIA

Registered Investment Advisory firm - (10/16/2014 Approved)

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Contact information

Main Address

Unit 2407, World-wide House 19 Des Voeux Road, Central

Mailing Address

Phone number

852 25347432

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ALETHEIA INVESTMENT ADVISER BROCHURE (5/8/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Justin R. Collazo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Ramiro Collazo's CRS (Customer Relationship Summary).

Certified licenses

Experience

MIZUHO SECURITIES USA LLC

CANTOR FITZGERALD & CO.

OPPENHEIMER & CO. INC.

CIBC WORLD MARKETS CORP.

WELLS FARGO CLEARING SERVICES, LLC

UBS FINANCIAL SERVICES INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

ALETHEIA ANALYST NETWORK LIMITED

State Registrations and Notice Filings

Exams

Series 63

Date: 3/4/2000

SIE

Date: 10/1/2018

Series 7

Date: 2/19/2000

Current Firm

ALETHEIA ANALYST NETWORK LIMITED

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

ALETHEIA ANALYST NETWORK LIMITED

TRUST BUT VERIFY

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