Robyn D. Bueche

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CRD#: 4110116

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robyn D. Bueche, who also goes by Robyn Ann Duvall, Robyn Ann Winston, was a registered financial professional .

Robyn is a previously registered financial professional and started their career in finance in 2000. Robyn had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Robyn Ann Duvall | Robyn Ann Winston

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CRD#: 11217

NEW YORK, NY

Past

January 31, 2000 - September 25, 2000

FIS SECURITIES, INC.

CRD#: 30533

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AST INVESTMENT SERVICES, INC.

AMERICAN SKANDIA INVESTMENT SERVICES, INC. | AST INVESTMENT SERVICES, INC.

CRD#: 108897 / SEC#: 801-40532

RIA

Registered Investment Advisory firm - (1/10/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/24/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/15/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/1/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/28/2000

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 10/18/2000

Investment Company Products/Variable Contracts Principal Examination

Current Firm

AST INVESTMENT SERVICES, INC.

AMERICAN SKANDIA INVESTMENT SERVICES, INC. | AST INVESTMENT SERVICES, INC.

CRD#: 108897 / SEC#: 801-40532

RIA

Registered Investment Advisory firm - (1/10/1992 Approved)

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Contact information

Main Address

One Corporate Drive, Shelton, CT 06484

Mailing Address

Phone number

(973) 802-9908

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	27
AUM (Assets Under Management)	$ 93,541,799,206

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robyn D. Bueche

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

CETERA INVESTMENT SERVICES LLC

BANCNORTH INVESTMENT GROUP, INC.

ESSEX NATIONAL SECURITIES, LLC

ESSEX NATIONAL SECURITIES, LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

QUICK & REILLY, INC.

QUICK & REILLY, INC.

FIS SECURITIES, INC.

Primary Firm SEC Registration

AST INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/24/2004

Series 63

Date: 2/15/2000

Series 7

Date: 7/1/2003

Series 6

Date: 1/28/2000

Series 26

Date: 10/18/2000

Current Firm

AST INVESTMENT SERVICES, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

AST INVESTMENT SERVICES, INC.

TRUST BUT VERIFY

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