Randall T. Sargent
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randall Thomas Sargent JR was a registered financial professional .
Randall is a previously registered financial professional and started their career in finance in 1964. Randall had worked at 7 firms and has passed the Series 63, Series 1, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 1990 - May 13, 1997
WORLD INVEST CORPORATION
March 2, 1989 - August 14, 1990
GLOBAL INVESTOR SECURITIES, INC.
August 5, 1988 - February 6, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
December 20, 1982 - September 26, 1988
AMERICAN EAGLE SECURITIES, INC.
May 22, 1981 - August 23, 1982
UNDERHILL ASSOCIATES, INCORPORATED
September 26, 1978 - May 10, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 11, 1964 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 5/8/1964
Registered Representative ExaminationCurrent Firm
WORLD INVEST CORPORATION
CRD#: 17223 / SEC#: , 8-35106
Contact information
Documents
Red Flags
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