Gregory J. Workman

KELLY FINANCIAL SERVICES LLC

BRAINTREE, MA 02184

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CRD#: 4109970

Professional summary

Gregory John Workman, AIF®, who also goes by Gregory J Workman, is a registered financial advisor currently at KELLY FINANCIAL SERVICES LLC located in Braintree, Massachusetts.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Gregory has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6TO, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gregory J Workman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Lyft, Inc., 185 Berry Street, Suite 5000, San Francisco, CA 94107, Transportation, Rideshare Driver, November 1, 2019, approximately 60 hours per month, average monthly compensation $1,250.00.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory John Workman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

February 17, 2021 - Present

KELLY FINANCIAL SERVICES LLC

Office #1: 10 Forbes Rd Ste 130, Braintree, MA 02184

RIA

CRD#: 291996

BRAINTREE, MA

Past

October 6, 2020 - December 15, 2020

EQUITABLE ADVISORS, LLC

CRD#: 6627

WELLESLEY, MA

Past

August 21, 2019 - October 8, 2020

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

Dedham, MA

Past

July 1, 2019 - October 8, 2020

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

Dedham, MA

Past

November 14, 2018 - June 10, 2019

NYLIFE SECURITIES LLC

CRD#: 5167

BRIDGEWATER, MA

Past

March 27, 2002 - March 5, 2003

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

March 2, 2000 - March 30, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KELLY FINANCIAL SERVICES LLC

CRD#: 291996 / SEC#: 801-112431

RIA

Registered Investment Advisory firm - (2/12/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(2/17/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/20/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/14/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/6/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/14/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6TO

Date: 11/12/2018

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 31

Date: 3/9/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/1/2000

General Securities Representative Examination

Current Firm

KELLY FINANCIAL SERVICES LLC

CRD#: 291996 / SEC#: 801-112431

RIA

Registered Investment Advisory firm - (2/12/2018 Approved)

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Contact information

Main Address

10 Forbes Road Ste 130, Braintree, MA 02184

Mailing Address

Phone number

(781) 849-3090

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KFS ADV PART 2A AUGUST 2024 (3/30/2025)

Regulatory assets under management

Total Number of Accounts	3,240
AUM (Assets Under Management)	$ 506,455,401

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory J. Workman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory John Workman's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITABLE ADVISORS, LLC

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

NYLIFE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

KELLY FINANCIAL SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/20/2019

Series 63

Date: 12/14/2018

Series 7TO

Date: 7/6/2019

SIE

Date: 11/14/2018

Series 6TO

Date: 11/12/2018

Series 31

Date: 3/9/2000

Series 7

Date: 3/1/2000

Current Firm

KELLY FINANCIAL SERVICES LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KELLY FINANCIAL SERVICES LLC

TRUST BUT VERIFY

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