Timothy J. Mcgeeney

BROGAN FINANCIAL

Knoxville, TN 37922

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CRD#: 4109804

Professional summary

Timothy J Mcgeeney, AIF®, who also goes by Timothy John Mcgeeney, is a registered financial advisor currently at BROGAN FINANCIAL located in Knoxville, Tennessee.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Timothy has worked at 5 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Timothy John Mcgeeney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SINCE SEPTEMBER 2013, I HAVE BEEN THE HEAD LACROSSE COACH FOR THE BOY'S HIGH SCHOOL TEAM AT BRIARCREST CHRISTIAN SCHOOL, LOCATED AT 76 S. HOUSTON LEVEE ROAD, EADS, TN 38028. THIS REQUIRES ON-FIELD TRAINING AFTER THE MARKET CLOSES AND ANY OFF-FIELD ADMINISTRATION IS DONE DURING THE EVENINGS AND WEEKEND. THE POSITION IS NON INVESTMENT RELATED. I DEVOTE APPROXIMATELY 14 HOURS PER MONTH TO THIS ACTIVITY; 0 HOURS DURING SECURITY TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy J Mcgeeney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

December 16, 2024 - Present

BROGAN FINANCIAL

Office #1: 2160 Lakeside Centre Way Suite 102, Knoxville, TN 37922

RIA

CRD#: 133623

Knoxville, TN

Past

October 5, 2023 - August 28, 2024

MORGAN STANLEY

CRD#: 149777

KNOXVILLE, TN

Past

August 16, 2023 - August 28, 2024

MORGAN STANLEY

RIA

CRD#: 149777

KNOXVILLE, TN

Past

October 30, 2002 - July 21, 2023

MEYER CAPITAL GROUP

RIA

CRD#: 105897

MARLTON, NJ

Past

August 30, 2001 - August 20, 2002

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

LUTHERVILLE, MD

Past

August 10, 2001 - August 20, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

January 17, 2000 - August 24, 2001

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROGAN FINANCIAL

BROGAN FINANCIAL | PLANNING CONCEPTS, INC. | BROGAN FINANCIAL, INC.

CRD#: 133623 / SEC#: 801-69181

RIA

Registered Investment Advisory firm - (5/13/2008 Approved)

Tennessee

Registered Investment Advisory firm - (5/31/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(12/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/23/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 1/31/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/4/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/6/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/13/2000

General Securities Representative Examination

Current Firm

BROGAN FINANCIAL

BROGAN FINANCIAL | PLANNING CONCEPTS, INC. | BROGAN FINANCIAL, INC.

CRD#: 133623 / SEC#: 801-69181

RIA

Registered Investment Advisory firm - (5/13/2008 Approved)

Tennessee

Registered Investment Advisory firm - (5/31/2008 Terminated)

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Contact information

Main Address

2160 Lakeside Centre Way Suite 102, Knoxville, TN 37922

Mailing Address

Phone number

(865) 862-6800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROGAN FINANCIAL ADV PART 2A (5/1/2024)

Regulatory assets under management

Total Number of Accounts	1,883
AUM (Assets Under Management)	$ 444,206,370

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy J. Mcgeeney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy J Mcgeeney's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

MEYER CAPITAL GROUP

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

BROGAN FINANCIAL

State Registrations and Notice Filings

Exams

Series 63

Date: 8/23/2023

Series 66

Date: 1/31/2000

Series 7TO

Date: 10/4/2023

SIE

Date: 9/6/2023

Series 7

Date: 1/13/2000

Current Firm

BROGAN FINANCIAL

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BROGAN FINANCIAL

TRUST BUT VERIFY

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