Alison L. Yoder

DESTINY CAPITAL

DENVER, CO 80202

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CRD#: 4109474

Professional summary

Alison Leigh Yoder, CFP®, who also goes by Alison Leigh Wahlmeier, is a registered financial advisor currently at DESTINY CAPITAL CORPORATION located in Denver, Colorado.

Alison is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Alison has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, Series 99TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alison Leigh Wahlmeier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Colorado Notary - not investment related, no income is earned, less than one hour per week spent on this activity. 2. Rental property - joint ownership with spouse, not investment related, no time spent on this activity during business hours. 3. Investment Adviser Representative with Destiny Capital Corporation 4. That 1 Painter Franchise - joint ownership with spouse, not investment related, no time spent on this activity during business hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alison Leigh Yoder's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

December 10, 2015 - Present

DESTINY CAPITAL CORPORATION

Office #1: 1800 Wazee Street Suite 300, Denver, CO 80202

RIA

CRD#: 111196

DENVER, CO

Past

December 10, 2015 - December 31, 2021

DESTINY CAPITAL SECURITIES CORPORATION

CRD#: 107942

GOLDEN, CO

Past

March 19, 2015 - December 2, 2015

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

LITTLETON, CO

Past

January 22, 2013 - June 19, 2014

SHARKEY HOWES & JAVER INC

RIA

CRD#: 106050

DENVER, CO

Past

March 13, 2006 - October 12, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

GREENWOOD VILLAGE, CO

Past

June 21, 2004 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

April 22, 2004 - October 12, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

GREENWOOD VILLAGE, CO

Past

January 18, 2000 - February 13, 2004

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDISON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DESTINY CAPITAL CORPORATION

DESTINY CAPITAL | ENTREPRENEUR ALIGNED | DESTINY CAPITAL CORPORATION | DESTINY CAPITAL CORP

CRD#: 111196 / SEC#: 801-33822

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(12/10/2015)

IAR

Texas
(8/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/26/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/17/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/11/2024

General Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/19/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/17/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DESTINY CAPITAL CORPORATION

DESTINY CAPITAL | ENTREPRENEUR ALIGNED | DESTINY CAPITAL CORPORATION | DESTINY CAPITAL CORP

CRD#: 111196 / SEC#: 801-33822

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

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Contact information

Main Address

1800 Wazee Street Suite 300, Denver, CO 80202

Mailing Address

Phone number

(720) 715-7570

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2A BROCHURE (9/4/2025)

Regulatory assets under management

Total Number of Accounts	756
AUM (Assets Under Management)	$ 333,286,347

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alison L. Yoder

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alison Leigh Yoder's CRS (Customer Relationship Summary).

Certified licenses

Experience

DESTINY CAPITAL SECURITIES CORPORATION

CAMBRIDGE INVESTMENT RESEARCH, INC.

SHARKEY HOWES & JAVER INC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

DESTINY CAPITAL CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 1/26/2006

Series 63

Date: 1/17/2003

Series 7TO

Date: 1/11/2024

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/19/2015

Series 6

Date: 1/17/2000

Current Firm

DESTINY CAPITAL CORPORATION

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DESTINY CAPITAL CORPORATION

TRUST BUT VERIFY

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