Alison Leigh Yoder
CFP®Professional Summary
Alison Leigh Yoder, CFP®, who also goes by Alison Leigh Wahlmeier, is a registered financial advisor currently at DESTINY CAPITAL CORPORATION located in Denver, Colorado. Alison is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Alison has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, Series 99TO, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Alison Leigh Wahlmeier
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
26 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
DESTINY CAPITAL | ENTREPRENEUR ALIGNED | DESTINY CAPITAL CORPORATION | DESTINY CAPITAL CORP
Contact Information
Main Address
1800 Wazee Street Suite 300, Denver, CO 80202Phone Number
(720) 715-7570# of Employees
11SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
825AUM (Assets Under Management)
$382,199,911Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
DESTINY CAPITAL | ENTREPRENEUR ALIGNED | DESTINY CAPITAL CORPORATION | DESTINY CAPITAL CORP
State Registrations and Notice Filings
(12/10/2015)
(8/21/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2000About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Alison Leigh Yoder's CRS (Customer Relationship Summary).
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