Jose V. Sarmenta
Professional summary
Jose V Sarmenta II, who also goes by Jose V. Sarmenta II, Jay Sarmenta, Jose V Sarmenta, Jose VIllamor Sarmenta, is a registered financial professional currently at ARES MANAGEMENT CAPITAL MARKETS LLC located in Los Angeles, California.
Jose is registered as a RR (Registered Representative) and started their career in finance in 2000. Jose has worked at 6 firms and has passed the Series 66, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jose V Sarmenta II's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 18, 2025 - Present
ARES MANAGEMENT CAPITAL MARKETS LLC
Office #1: 1800 Avenue Of The Stars Suite 1400, Los Angeles, CA 90067December 5, 2019 - October 11, 2023
FORESIDE FUND SERVICES, LLC
August 13, 2018 - October 15, 2019
CCO CAPITAL, LLC
June 12, 2007 - September 2, 2014
U.S. BANCORP ADVISORS, LLC
June 12, 2007 - September 2, 2014
U.S. BANCORP ADVISORS, LLC
June 24, 2005 - December 9, 2005
EQUITABLE ADVISORS, LLC
June 24, 2005 - December 9, 2005
EQUITABLE ADVISORS, LLC
November 13, 2000 - May 13, 2005
NATIONAL PLANNING CORPORATION
May 22, 2000 - May 13, 2005
NATIONAL PLANNING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
ARES MANAGEMENT CAPITAL MARKETS LLC
CRD#: 166219 / SEC#: , 8-69194
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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