Julie A. Mochan

THE PACIFIC FINANCIAL GROUP

State College, PA

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CRD#: 4108965

Professional summary

Julie Ann Mochan, who also goes by Julie Ann Griffith, is a registered financial advisor currently at THE PACIFIC FINANCIAL GROUP, INC. located in State College, Pennsylvania.

Julie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Julie has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Julie Ann Griffith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1/4 PARTNER IN RESIDENTIAL REAL ESTATE COMPANY - MWP, LLC

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julie Ann Mochan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 10, 2018 - Present

THE PACIFIC FINANCIAL GROUP, INC.

RIA

CRD#: 105203

State College, PA

Past

August 31, 2007 - July 6, 2015

HAZARD & SIEGEL, INC.

CRD#: 2048

DEWITT, NY

Past

June 20, 2007 - June 29, 2015

ARIS WEALTH SERVICES INC

RIA

CRD#: 104577

STATE COLLEGE, PA

Past

March 23, 2007 - July 16, 2007

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

STATE COLLEGE, PA

Past

March 9, 2007 - July 16, 2007

QUESTAR CAPITAL CORPORATION

CRD#: 43100

STATE COLLEGE, PA

Past

December 2, 2005 - March 26, 2007

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

STATE COLLEGE, PA

Past

December 2, 2005 - March 26, 2007

SECURITIES AMERICA, INC.

CRD#: 10205

STATE COLLEGE, PA

Past

August 23, 2004 - December 13, 2005

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

STATE COLLEGE, PA

Past

August 23, 2004 - December 13, 2005

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

PITTSBURGH, PA

Past

November 18, 2003 - August 4, 2004

M&T SECURITIES, INC.

CRD#: 17358

BALTIMORE, MD

Past

April 22, 2003 - November 17, 2003

J.J.B. HILLIARD, W.L. LYONS, LLC

RIA

CRD#: 453

STATE COLLEGE, PA

Past

April 21, 2003 - November 17, 2003

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

LOUISVILLE, KY

Past

February 10, 2000 - February 11, 2003

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE PACIFIC FINANCIAL GROUP, INC.

GOLD STAR FINANCIAL | THE PACIFIC FINANCIAL GROUP, INC. | THE PACIFIC FINANCIAL GROUP | SERVE AND PROTECT FINANCIAL | PACIFIC FINANCIAL GROUP INC

CRD#: 105203 / SEC#: 801-18151

RIA

Registered Investment Advisory firm - (1/10/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(9/10/2018)

IAR

Washington
(10/23/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/20/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/23/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/6/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/9/2000

General Securities Representative Examination

Current Firm

THE PACIFIC FINANCIAL GROUP, INC.

GOLD STAR FINANCIAL | THE PACIFIC FINANCIAL GROUP, INC. | THE PACIFIC FINANCIAL GROUP | SERVE AND PROTECT FINANCIAL | PACIFIC FINANCIAL GROUP INC

CRD#: 105203 / SEC#: 801-18151

RIA

Registered Investment Advisory firm - (1/10/1983 Approved)

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Contact information

Main Address

1920 Adelicia Street Suite 500, Nashville, TN 37212

Mailing Address

900 20th Avenue South Suite 500, Nashville, TN 37212

Phone number

(425) 451-7722

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TPFG.FORM ADV 2A.09.11.25.FINAL (9/11/2025)

Regulatory assets under management

Total Number of Accounts	18,959
AUM (Assets Under Management)	$ 4,111,414,788

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Julie A. Mochan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julie Ann Mochan's CRS (Customer Relationship Summary).

Certified licenses

Experience

HAZARD & SIEGEL, INC.

ARIS WEALTH SERVICES INC

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

M&T SECURITIES, INC.

J.J.B. HILLIARD, W.L. LYONS, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

THE PACIFIC FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/20/2000

Series 63

Date: 2/23/2000

SIE

Date: 7/6/2015

Series 7

Date: 2/9/2000

Current Firm

THE PACIFIC FINANCIAL GROUP, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE PACIFIC FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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