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John Michael Calhoun

CRD# 4108796·Registered 2000 - 2020
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Michael Calhoun, who also goes by Michael Calhoun, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 2000 - 2020. John had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Calhoun

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

OWLFA LLC·CRD# 284567
RIA
Houston, TX
September 16, 2016 - February 27, 2020
SANDERS MORRIS LLC·CRD# 20580
RIA
The Woodlands, TX
August 1, 2014 - July 16, 2015
SANDERS MORRIS LLC·CRD# 20580
BD
The Woodlands, TX
July 16, 2014 - July 16, 2015
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Springfield, MA
November 20, 2000 - August 14, 2001
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
February 2, 2000 - October 10, 2000

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Current Firm

OL
OWLFA LLC

OWLFA LLC

CRD#: 284567

Contact Information

Main Address

1601 Westheimer, Houston, TX 77006

Phone Number

(713) 496-2861

# of Employees

3

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

106

AUM (Assets Under Management)

$22,820,897

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2014About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2014About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 2000About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JC
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